Douglas R. Malone
Professional summary
Douglas Randolph Malone, who also goes by Douglas Malone, is a registered financial advisor currently at OVERFLOW FINANCIAL located in Missouri City, Texas.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Douglas has worked at 4 firms and has passed the Series 65, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Randolph Malone's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2023 - Present
OVERFLOW FINANCIAL
February 24, 2015 - October 6, 2021
MML INVESTORS SERVICES, LLC
October 11, 2010 - October 6, 2021
MML INVESTORS SERVICES, LLC
April 30, 2009 - November 30, 2009
EDWARD JONES
April 27, 2009 - November 30, 2009
EDWARD JONES
February 10, 2009 - April 22, 2009
WADDELL & REED
January 23, 2009 - April 22, 2009
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/16/2023)
Exams
Series 7TO
Date: 3/17/2024
General Securities Representative ExaminationCurrent Firm
OVERFLOW FINANCIAL
CRD#: 325459 / SEC#:
Contact information
Red Flags
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