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PN

Peden P. Nichols

JUMP TRADING
New York, NY 10010
Some features on this profile are disabled
CRD#: 5562469
PN

Professional summary

Peden Pressly Nichols is a registered financial professional currently at JUMP TRADING, LLC located in New York, New York.

Peden is registered as a RR (Registered Representative) and started their career in finance in 2009. Peden has worked at 7 firms and has passed the Series 57TO, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peden Pressly Nichols's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 8, 2022 - Present

JUMP TRADING, LLC

Office #1: 15 East 26th Street 3rd Floor, New York, NY 10010
BD
CRD#: 106124
New York, NY
Past

September 12, 2017 - June 11, 2020

JANE STREET OPTIONS, LLC

BD
CRD#: 134159
NEW YORK, NY
Past

September 12, 2017 - December 15, 2021

JANE STREET CAPITAL, LLC

BD
CRD#: 103782
New York, NY
Past

January 6, 2015 - April 10, 2017

HRT EXECUTION SERVICES LLC

BD
CRD#: 128491
NEW YORK, NY
Past

December 16, 2013 - June 24, 2014

VIRTU AMERICAS LLC

BD
CRD#: 149823
NEW YORK, NY
Past

February 8, 2010 - August 1, 2012

GETCO SECURITIES, LLC

BD
CRD#: 151233
CHICAGO, IL
Past

August 11, 2009 - June 11, 2014

OCTEG, LLC

BD
CRD#: 117429
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 9/8/2009
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/10/2009
General Securities Representative Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

JT
JUMP TRADING, LLC
AKAMAI TRADING LLC | JUMP TRADING, LLC

CRD#: 106124 / SEC#: , 8-52989

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
Mailing Address
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
Phone number
(312) 205-8900
Established
Delaware since 10/31/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
JUMP TRADING HOLDINGS, LLCOWNER
DRADDY, JAMES JOSEPH JRDIRECTOR OF REGULATORY AFFAIRS/CHIEF COMPLIANCE OFFICER1160122
HICKEY, COLLEEN PCFO AND POO4505773
OLSEN, DAVID ALANPRESIDENT & CHIEF RISK OFFICER2568392
SCHRECENGOST, MATTHEW DAVIDCOO5213932

Disclosures

Regulatory Event15

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JUMP TRADING, LLC

CRD#: 106124New York, NY 10010

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