AA
Adam S. Ariosa
SFG WEALTH MANAGEMENT
Towson, MD 21204
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CRD#: 5562432
AA
Professional summary
Adam Scott Ariosa, CFP® is a registered financial advisor currently at SFG WEALTH MANAGEMENT located in Towson, Maryland and LPL FINANCIAL LLC located in Towson, Maryland.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Adam has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Education Planning
Life Transitions
Comprehensive Financial Planni...
Investment Planning
Insurance Planning
Retirement Planning
Estate Planning
Social Security Planning
Long-term Care
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/15/2012: OTHER-REFEREE - SOUTHERN LACROSSE OFFICIALS ASSOCIATION - LACROSSE OFFICIAL FOR SOUTHERN LACROSSE OFFICIALS ASSOCIATION. REFEREE LOCAL LACROSSE GAMES FOR AGES 5-18. - TIME SPENT 1% - TOWSON, MD. 2. 5/23/2012: NON-VARIABLE INSURANCE - SYNERGY BENEFIT CONSULTANTS - RECIEVE COMMISSIONS FROM SYNERGY BENEFIT CONSULTANTS FOR THE SALE OF GROUP HEALTH, LIFE AND/OR DISABILITY INSURANCE. - TIME SPENT 1% - TOWSON, MD 3. 03/18/2014 - CRUMP INSURANCE - NON-VARIABLE INSURANCE - PROVIDING LIFE AND DISABILITY INSURANCE COVERAGE FOR CLIENTS THROUGH THE CRUMP INSURANCE NETWORK AS A BROKER.- TIME SPENT 1%-TOWSON, MD. 4. 3/2/2020 - SFG Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 03/01/2020 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through SFG Wealth Management LLC, an independent investment advisor firm. I started this business activity in 03/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 3/3/2020 - SFG Wealth Management - DBA: SFG Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/01/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 6. 3/17/2020 - SFG Wealth Management, LLC - DBA: (Hybrid) SFG Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 03/01/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 7. 11/15/2023 - Franklin Financial Group - Benefits Division - Inv Related - At Reported Business Location(s) - Start Date: 7/1/2023 - 1 Hr/Mo; 0 During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Adam Scott Ariosa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
December 16, 2016 - Present
SFG WEALTH MANAGEMENT
Office #1: 1104 Kenilworth Drive Suite 500, Towson, MD 21204RIA
CRD#: 285785
Towson, MD
Current
August 19, 2011 - Present
LPL FINANCIAL LLC
Office #1: 1104 Kenilworth Drive Ste 500, Towson, MD 21204RIA
BD
CRD#: 6413
TOWSON, MD
Past
November 15, 2012 - April 5, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
BALTIMORE, MD
Past
August 24, 2009 - August 8, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SFG WEALTH MANAGEMENT
SFG WEALTH MANAGEMENT | SYNERGY FINANCIAL GROUP LLC | SFG WEALTH MANAGEMENT, LLC
CRD#: 285785 / SEC#: 801-108748
RIA
Registered Investment Advisory firm - (12/16/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/26/2017)
RR
California(8/18/2016)
RR
Colorado(10/22/2019)
RR
Connecticut(12/10/2020)
RR
Delaware(12/10/2020)
RR
District of Columbia(4/12/2013)
RR
Florida(10/17/2019)
RR
Maryland(8/19/2011)
IAR
Maryland(12/16/2016)
RR
Michigan(6/12/2023)
RR
New Jersey(12/10/2020)
RR
New York(6/24/2018)
RR
Pennsylvania(7/30/2014)
RR
South Carolina(5/23/2025)
RR
Texas(1/2/2021)
RR
Virginia(8/19/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SFG WEALTH MANAGEMENT
SFG WEALTH MANAGEMENT | SYNERGY FINANCIAL GROUP LLC | SFG WEALTH MANAGEMENT, LLC
CRD#: 285785 / SEC#: 801-108748
RIA
Registered Investment Advisory firm - (12/16/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1104 Kenilworth Drive Suite 500, Towson, MD 21204
Mailing Address
Phone number
(410) 825-3200
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,918 |
| AUM (Assets Under Management) | $ 643,567,369 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
