Gregory M. Turcotte
ALPHA FINANCIAL PARTNERS LLC
LEXINGTON, KY 40508
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CRD#: 5562095
Professional summary
Gregory M Turcotte, CFP® is a registered financial advisor currently at ALPHA FINANCIAL PARTNERS LLC located in Lexington, Kentucky.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Gregory has worked at 7 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Gregory Turcotte is dually-registered with Alpha Financial Partners LLC and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Mr. Turcotte has served as an investment advisor representative for Alpha Financial Partners LLC and an registered representative with PKS since 01/2020. Business is conducted from 710 E. Main Street, Suite 110 Lexington, KY 40502. Approximately 90% of Mr. Turcotte's time is for services as an investment advisor representative and the balance as a registered representative. 2) PKSF. Investment Related. 80 State St, Albany, NY 12207. Fixed/Traditional Insurance. Agent. Start 1/2020. 10hrs/mo, half an hour during trading hours. Sales of Fixed/Traditional Insurance Products. 3) Gilbert Bunnell Foundation. Not Investment Related. 3403 Kearney Road, Lexington KY 40511. Non Profit Organization. Board Member. Start 5/2020. 1 hour per month during trading. Sit on board to discuss ways to grow the foundation and help young people in Central Kentucky. 4) Refuge for Women Board. Non-Investment Related. 342 Walter Ave, Unit D, Lexington, KY 40504. Board Member. Start 1/2021. 2hrs/mo, during trading hours. Refuge for Women board. 5) Transylvania U. Pioneer Club Advisory Council. Non-Investment Related. 300 N. Broadway Lexington, Ky 40508. Alumni Athletic Board. President-Elect. 10/14/2022. Hrs/month 2 and 1 hour during trading hours. Help with the annual hall of fame dinner / discuss ways to engage former athletes from alma mater to remain involved with the university.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory M Turcotte's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
January 14, 2020 - Present
ALPHA FINANCIAL PARTNERS LLC
Office #1: 319 Cedar St. Suite 201, Lexington, KY 40508RIA
CRD#: 306639
LEXINGTON, KY
Past
January 7, 2020 - December 26, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Lexington, KY
Past
September 30, 2015 - January 14, 2020
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
LEXINGTON, KY
Past
September 30, 2015 - January 14, 2020
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
LEXINGTON, KY
Past
September 12, 2013 - September 28, 2015
STRATOS WEALTH PARTNERS, LTD
RIA
CRD#: 153184
LEXINGTON, KY
Past
September 11, 2013 - October 7, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
LEXINGTON, KY
Past
January 9, 2012 - September 12, 2013
FIRST HEARTLAND CONSULTANTS, INC.
RIA
CRD#: 110377
LEXINGTON, KY
Past
December 17, 2009 - September 12, 2013
FIRST HEARTLAND CAPITAL, INC.
BD
CRD#: 32460
LEXINGTON, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALPHA FINANCIAL PARTNERS LLC
ALMERANT WEALTH MANAGEMENT, LLC | ALPHA FINANCIAL PARTNERS LLC
CRD#: 306639 / SEC#: 801-117851
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(1/14/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
AF
ALPHA FINANCIAL PARTNERS LLC
ALMERANT WEALTH MANAGEMENT, LLC | ALPHA FINANCIAL PARTNERS LLC
CRD#: 306639 / SEC#: 801-117851
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
319 Cedar St. Suite 201, Lexington, KY 40508
Mailing Address
Phone number
(859) 785-2660
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,118 |
| AUM (Assets Under Management) | $ 376,120,761 |
Red Flags
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Company Information
ALPHA FINANCIAL PARTNERS LLC
CRD#: 306639Lexington, KY 40508TRUST BUT VERIFY
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