Ramneek C. Mathur

GLOBAL WEALTH PARTNERS

Scottsdale, AZ 85255

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CRD#: 5562094

Professional summary

Ramneek Chand Mathur, who also goes by Ramneek C Mathur, Ramneek Mathur, is a registered financial advisor currently at GLOBAL WEALTH PARTNERS, LLC located in Scottsdale, Arizona.

Ramneek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Ramneek has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ramneek C Mathur | Ramneek Mathur

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RAMNEEK CHAND MATHUR IS A REAL ESTATE AGENT OF RM FUNDS LLC. Real Estate Agent Commissions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ramneek Chand Mathur's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2022 - Present

GLOBAL WEALTH PARTNERS, LLC

Office #1: 23623 N Scottsdale Road Suite D3-251, Scottsdale, AZ 85255

RIA

CRD#: 150481

Scottsdale, AZ

Past

April 6, 2022 - December 31, 2023

GLOBAL WEALTH PARTNERS, LLC

RIA

CRD#: 150481

SCOTTSDALE, AZ

Past

April 15, 2010 - December 31, 2021

GLOBAL WEALTH PARTNERS, LLC

RIA

CRD#: 150481

SCOTTSDALE, AZ

Past

January 12, 2009 - February 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SCOTTSDALE, AZ

Past

January 12, 2009 - February 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SCOTTSDALE, AZ

Past

September 15, 2008 - November 10, 2008

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SCOTTSDALE, AZ

Past

July 23, 2008 - November 10, 2008

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/4/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/22/2008

General Securities Representative Examination

Current Firm

GLOBAL WEALTH PARTNERS, LLC

GLOBAL INVESTMENT ADVISORS, LLC | NAME1011 | GLOBAL WEALTH PARTNERS, LLC

CRD#: 150481 / SEC#:

Arizona

Registered Investment Advisory firm - (4/6/2022 Approved)

California

Registered Investment Advisory firm - (10/1/2019 Terminated)

Illinois

Registered Investment Advisory firm - (10/6/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (12/31/2021 Failure to Renew)

Nevada

Registered Investment Advisory firm - (12/31/2021 Failure to Renew)

New Jersey

Registered Investment Advisory firm - (12/31/2021 Failure to Renew)

Texas

Registered Investment Advisory firm - (12/31/2021 Failure to Renew)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

23623 N Scottsdale Road Suite D3-251, Scottsdale, AZ 85255

Mailing Address

Phone number

(602) 421-9320

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 150,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ramneek C. Mathur

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ramneek Chand Mathur's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL WEALTH PARTNERS, LLC

GLOBAL WEALTH PARTNERS, LLC

GLOBAL WEALTH PARTNERS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/4/2008

Series 7

Date: 7/22/2008

Current Firm

GLOBAL WEALTH PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLOBAL WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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