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CB

Cassandra L. Boucherit

SHOREBRIDGE CAPITAL SECURITIES
SUMMIT, NJ 07901
Some features on this profile are disabled
CRD#: 5561744
CB

Professional summary


Cassandra Leigh Boucherit is a registered financial professional currently at SHOREBRIDGE CAPITAL SECURITIES, LLC located in Summit, New Jersey.

Cassandra is registered as a RR (Registered Representative) and started their career in finance in 2008. Cassandra has worked at 5 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Cassandra Leigh Boucherit's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 19, 2016 - Present

SHOREBRIDGE CAPITAL SECURITIES, LLC

Office #1: 350 Springfield Avenue Suite #200, Summit, NJ 07901
BD
CRD#: 269991
SUMMIT, NJ
Past

May 13, 2015 - February 8, 2016

SPP CAPITAL PARTNERS L L C

BD
CRD#: 38103
New York, NY
Past

February 24, 2011 - May 4, 2015

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
NEW YORK, NY
Past

September 12, 2008 - February 7, 2011

LORD, ABBETT & CO. LLC

RIA
CRD#: 110391
JERSEY CITY, NJ
Past

August 7, 2008 - February 7, 2011

LORD ABBETT DISTRIBUTOR LLC

BD
CRD#: 530
JERSEY CITY, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/27/2016)
RR
Connecticut
(8/27/2016)
RR
Florida
(8/27/2016)
RR
Illinois
(1/7/2020)
RR
Louisiana
(8/27/2016)
RR
New Jersey
(8/27/2016)
RR
New York
(2/19/2016)
RR
Ohio
(8/29/2016)
RR
Pennsylvania
(8/27/2016)
RR
Texas
(10/20/2016)
RR
Vermont
(8/27/2016)
RR
Virginia
(8/27/2016)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/11/2008
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SC
SHOREBRIDGE CAPITAL SECURITIES, LLC
SHOREBRIDGE CAPITAL ADVISORS, LLC | SHOREBRIDGE CAPITAL SECURITIES, LLC

CRD#: 269991 / SEC#: , 8-69644

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
350 Springfield Avenue Suite #200, Summit, NJ 07901
Mailing Address
350 Springfield Avenue Suite #200, Summit, NJ 07901
Phone number
(646) 869-8791
Established
Delaware since 05/13/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SHOREBRIDGE CAPITAL PARTNERS, LLCMEMBER
BLAGDON, DOUGLAS MILLSCHIEF COMPLIANCE OFFICER1789722
BLAGDON, DOUGLAS MILLSCEO1789722
PARISE, JANICE DRUFINOP2338583

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SHOREBRIDGE CAPITAL SECURITIES, LLC

CRD#: 269991Summit, NJ 07901

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