Claude M. Royal

ROYAL WEALTH MANAGEMENT

Chesapeake, VA

Some features on this profile are disabled

CRD#: 5561722

Professional summary

Claude Mason Royal, who also goes by Claude M Royal, is a registered financial advisor currently at ROYAL WEALTH MANAGEMENT located in Chesapeake, Virginia.

Claude is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Claude has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Claude M Royal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claude Mason Royal's CRS (Customer Relationship Summary).

ROYAL WEALTH MANAGEMENT

RIA

CRD#: 147636

RUSTBURG, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2008

Uniform Investment Adviser Law Examination

Current Firm

ROYAL WEALTH MANAGEMENT

CRD#: 147636 / SEC#:

Idaho

Registered Investment Advisory firm - (4/25/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (8/14/2018 Approved)

Ohio

Registered Investment Advisory firm - (1/6/2012 Approved)

Virginia

Registered Investment Advisory firm - (7/21/2008 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Chesapeake, VA

Mailing Address

Phone number

(434) 609-4262

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	218
AUM (Assets Under Management)	$ 34,706,725

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Claude M. Royal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claude Mason Royal's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROYAL WEALTH MANAGEMENT

ROYAL WEALTH MANAGEMENT

WEALTHDRIVE ADVISORY LLC

ROYAL WEALTH MANAGEMENT

ACE CAPITAL, INC.

ROYAL WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2008

Current Firm

ROYAL WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROYAL WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors