LD
Lucas R. Dancy-cabeal
NWF ADVISORY SERVICES
MT JULIET, TN 37122
Some features on this profile are disabled
CRD#: 5561661
LD
Professional summary
Lucas Rayburn Dancy-cabeal, who also goes by Lucas C Rayburn, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Mt Juliet, Tennessee and OSAIC WEALTH, INC. located in Mt Juliet, Tennessee.
Lucas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Lucas has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lucas C Rayburn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OUTSIDE INSURANCE. 03/05/2012. BROKER-HEALTH. 2. Fixed Insurance; Investment Related; Roseville, CA; Agent; Sale and service of Fixed life, DI, Annuity, LTC, Supplemental Benefits; Start Date: 08/01/2019; 10 hrs per month; 10 during trading hours. 3. CHURCH FINANCE COMMITTEE POSITION: Member of the finance committee NATURE: Non-Profit (Church) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 2905 N Mount Juliet Rd, Mount Juliet TN 37122, United States DESCRIPTION: View and approve finance items for the church. 4. LUCAS DANCY-CABEAL POSITION: Owner NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 08/01/2008 ADDRESS: 602 Cooks Hill Rd, Mount Juliet TN 37122, United States DESCRIPTION: Outside Insurance business: Health insurance Life insurance Disability insurance Long-Term Care Insurance Annuities 5. NWF, INC ARTISAN CAPITAL POSITION: IAR NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/30/2025 ADDRESS: 602 Cooks Hill Rd, Mount Juliet TN 37122, United States DESCRIPTION: Financial Planning
CRS (Client Relationship Summary) - RIA
Click below to view Lucas Rayburn Dancy-cabeal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2025 - Present
NWF ADVISORY SERVICES INC
Office #1: 602 Cooks Hills Rd, Mt Juliet, TN 37122RIA
CRD#: 110410
MT JULIET, TN
Current
October 27, 2023 - Present
OSAIC WEALTH, INC.
RIA
BD
CRD#: 23131
MT JULIET, TN
Past
October 30, 2023 - July 2, 2025
THE AMERIFLEX GROUP
RIA
CRD#: 305585
Mt. Juliet, TN
Past
October 11, 2010 - November 1, 2023
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
MT JULIET, TN
Past
July 14, 2008 - November 1, 2023
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
MT JULIET, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/27/2023)
RR
Arizona(10/27/2023)
RR
California(10/27/2023)
RR
Colorado(10/27/2023)
RR
Florida(10/27/2023)
RR
Georgia(10/27/2023)
RR
Hawaii(10/27/2023)
RR
Idaho(10/27/2023)
RR
Illinois(10/27/2023)
RR
Indiana(10/27/2023)
RR
Iowa(10/27/2023)
RR
Kentucky(10/27/2023)
RR
Maryland(10/27/2023)
RR
Massachusetts(10/27/2023)
RR
Minnesota(9/20/2024)
RR
Nevada(10/27/2023)
RR
Oklahoma(10/27/2023)
RR
Oregon(10/27/2023)
RR
South Dakota(10/27/2023)
RR
Tennessee(10/27/2023)
IAR
Tennessee(5/22/2025)
RR
Texas(10/27/2023)
RR
Utah(10/27/2023)
RR
Washington(10/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/23/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
