Susan L. Miller
Professional summary
Susan Lynn Miller, who also goes by Susan L Miller, Susan Lynn Wattelet, is a registered financial advisor currently at SLATEN WEALTH MANAGEMENT located in Anaheim, California.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Susan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Lynn Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 2022 - Present
SLATEN WEALTH MANAGEMENT
Office #1: 501 N. Brookhurst St. Suite 318, Anaheim, CA 92801September 22, 2017 - September 25, 2022
SLATEN WEALTH MANAGEMENT
November 3, 2009 - October 16, 2017
CROWN CAPITAL SECURITIES, L.P.
September 15, 2009 - October 16, 2017
CROWN CAPITAL SECURITIES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/26/2022)
Exams
Current Firm
SLATEN WEALTH MANAGEMENT
CRD#: 322802 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 235 |
| AUM (Assets Under Management) | $ 29,304,000 |
Red Flags
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