Douglas J. Kadison

INNOVIA WEALTH

CHICAGO, IL 60606

Some features on this profile are disabled

CRD#: 5561409

Professional summary

Douglas Joseph Kadison, CFP®, who also goes by Douglas Joseph Kadison, Douglas Kadison, is a registered financial advisor currently at INNOVIA WEALTH, LLC located in Chicago, Illinois.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Douglas has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Douglas Joseph Kadison | Douglas Kadison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Joseph Kadison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

January 6, 2020 - Present

INNOVIA WEALTH, LLC

Office #1: 101 North Wacker Drive Suite 604, Chicago, IL 60606

RIA

CRD#: 289913

CHICAGO, IL

Past

February 26, 2019 - January 6, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

February 26, 2019 - January 6, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Past

December 5, 2014 - February 11, 2019

NUVEEN ASSET MANAGEMENT, LLC

RIA

CRD#: 155584

CHICAGO, IL

Past

December 5, 2014 - February 11, 2019

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

July 23, 2013 - November 13, 2014

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

ATLANTA, GA

Past

June 21, 2013 - November 13, 2014

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

DOWNERS GROVE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INNOVIA WEALTH, LLC

INNOVIA WEALTH, LLC | STRATEGIES WEALTH ADVISORS, LLC | STRATEGIES WEALTH ADVISORS | MTB OF MICHIGAN, LLC

CRD#: 289913 / SEC#: 801-112177

RIA

Registered Investment Advisory firm - (12/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/2/2025)

IAR

California
(3/1/2023)

IAR

Colorado
(2/28/2023)

IAR

Florida
(3/30/2023)

IAR

Illinois
(1/6/2020)

IAR

Indiana
(5/4/2023)

IAR

Michigan
(3/2/2023)

IAR

Minnesota
(3/1/2023)

IAR

Ohio
(3/1/2023)

IAR

Pennsylvania
(3/1/2023)

IAR

Texas
(3/6/2023)

IAR

Washington
(2/28/2023)

IAR

Wisconsin
(3/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/19/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/2013

General Securities Representative Examination

Current Firm

INNOVIA WEALTH, LLC

INNOVIA WEALTH, LLC | STRATEGIES WEALTH ADVISORS, LLC | STRATEGIES WEALTH ADVISORS | MTB OF MICHIGAN, LLC

CRD#: 289913 / SEC#: 801-112177

RIA

Registered Investment Advisory firm - (12/15/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

171 Monroe Ave. Nw Suite 800, Grand Rapids, MI 49503

Mailing Address

Phone number

(616) 719-5007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INNOVIA WEALTH FORM ADV PART 2A (5/8/2025)

Regulatory assets under management

Total Number of Accounts	3,295
AUM (Assets Under Management)	$ 2,430,721,931

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/15/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Douglas J. Kadison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Joseph Kadison's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NUVEEN ASSET MANAGEMENT, LLC

NUVEEN SECURITIES, LLC

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

INNOVIA WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/19/2013

SIE

Date: 10/1/2018

Series 7

Date: 6/21/2013

Current Firm

INNOVIA WEALTH, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INNOVIA WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors