CS
Christopher W. Stein
JIM SAULNIER & ASSOCIATES
Fort Collins, CO 80524
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CRD#: 5561332
CS
Professional summary
Christopher William Stein, CFP® is a registered financial advisor currently at JIM SAULNIER & ASSOCIATES, LLC located in Fort Collins, Colorado.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Christopher has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Colorado State University; Not investment related; Ft Collins CO; Higher Education; Lecturer;01/2008 - present; 120 hrs per month, all during trading hours; Instructing in Finance Department.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher William Stein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 13, 2018 - Present
JIM SAULNIER & ASSOCIATES, LLC
Office #1: 506 East Mulberry St, Fort Collins, CO 80524RIA
CRD#: 169889
Fort Collins, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JS
JIM SAULNIER & ASSOCIATES, LLC
JIM SAULNIER & ASSOCIATES, LLC
CRD#: 169889 / SEC#: 801-128717
RIA
Registered Investment Advisory firm - (9/11/2023 Approved)California
Registered Investment Advisory firm - (10/20/2023 Terminated)Colorado
Registered Investment Advisory firm - (9/22/2023 Terminated)Illinois
Registered Investment Advisory firm - (10/3/2023 Terminated)New York
Registered Investment Advisory firm - (9/20/2023 Terminated)North Carolina
Registered Investment Advisory firm - (9/28/2023 Terminated)Ohio
Registered Investment Advisory firm - (9/20/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/20/2023 Terminated)Texas
Registered Investment Advisory firm - (9/20/2023 Terminated)Virginia
Registered Investment Advisory firm - (9/21/2023 Terminated)Washington
Registered Investment Advisory firm - (10/20/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(11/13/2018)
Exams
Current Firm
JS
JIM SAULNIER & ASSOCIATES, LLC
JIM SAULNIER & ASSOCIATES, LLC
CRD#: 169889 / SEC#: 801-128717
RIA
Registered Investment Advisory firm - (9/11/2023 Approved)California
Registered Investment Advisory firm - (10/20/2023 Terminated)Colorado
Registered Investment Advisory firm - (9/22/2023 Terminated)Illinois
Registered Investment Advisory firm - (10/3/2023 Terminated)New York
Registered Investment Advisory firm - (9/20/2023 Terminated)North Carolina
Registered Investment Advisory firm - (9/28/2023 Terminated)Ohio
Registered Investment Advisory firm - (9/20/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/20/2023 Terminated)Texas
Registered Investment Advisory firm - (9/20/2023 Terminated)Virginia
Registered Investment Advisory firm - (9/21/2023 Terminated)Washington
Registered Investment Advisory firm - (10/20/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
506 East Mulberry St, Fort Collins, CO 80524
Mailing Address
Phone number
(970) 530-0556
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 517 |
| AUM (Assets Under Management) | $ 180,005,463 |
Red Flags
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