EE
Erkko M. Etula
NUVEEN SECURITIES
Minneapolis, MN 55402
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CRD#: 5561304
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Professional summary
Erkko Mikonpoika Etula, who also goes by Erkko M Etula, Erkko Etula, is a registered financial professional currently at NUVEEN SECURITIES, LLC located in Minneapolis, Minnesota.
Erkko is registered as a RR (Registered Representative) and started their career in finance in 2012. Erkko has worked at 4 firms and has passed the Series 65, Series 66, Series 57TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Erkko M Etula | Erkko Etula
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Erkko Mikonpoika Etula's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2025 - Present
NUVEEN SECURITIES, LLC
Office #1: 901 Marquette Avenue Suite 2900, Minneapolis, MN 55402BD
CRD#: 469
Minneapolis, MN
Past
February 25, 2022 - May 5, 2026
BROOKLYN INVESTMENT GROUP, LLC
RIA
CRD#: 316475
Miami, FL
Past
January 31, 2022 - August 8, 2023
CAPELLA SECURITIES LLC
BD
CRD#: 174167
SMITHTOWN, NY
Past
February 10, 2012 - August 17, 2021
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/30/2025)
RR
Alaska(7/30/2025)
RR
Arizona(7/30/2025)
RR
Arkansas(7/30/2025)
RR
California(7/30/2025)
RR
Colorado(7/30/2025)
RR
Connecticut(7/30/2025)
RR
Delaware(7/30/2025)
RR
District of Columbia(7/30/2025)
RR
Florida(7/30/2025)
RR
Georgia(7/30/2025)
RR
Hawaii(7/30/2025)
RR
Idaho(7/30/2025)
RR
Illinois(7/30/2025)
RR
Indiana(7/30/2025)
RR
Iowa(7/30/2025)
RR
Kansas(7/30/2025)
RR
Kentucky(7/30/2025)
RR
Louisiana(7/30/2025)
RR
Maine(7/30/2025)
RR
Maryland(7/30/2025)
RR
Massachusetts(7/30/2025)
RR
Michigan(7/30/2025)
RR
Minnesota(7/30/2025)
RR
Mississippi(7/30/2025)
RR
Missouri(7/30/2025)
RR
Montana(7/30/2025)
RR
Nebraska(7/30/2025)
RR
Nevada(7/30/2025)
RR
New Hampshire(7/30/2025)
RR
New Jersey(7/30/2025)
RR
New Mexico(7/30/2025)
RR
New York(7/30/2025)
RR
North Carolina(7/30/2025)
RR
North Dakota(7/30/2025)
RR
Ohio(7/31/2025)
RR
Oklahoma(7/30/2025)
RR
Oregon(7/30/2025)
RR
Pennsylvania(7/30/2025)
RR
Puerto Rico(7/30/2025)
RR
Rhode Island(7/30/2025)
RR
South Carolina(7/30/2025)
RR
South Dakota(7/30/2025)
RR
Tennessee(7/30/2025)
RR
Texas(7/30/2025)
RR
Utah(7/30/2025)
RR
Vermont(7/30/2025)
RR
Virgin Islands(7/30/2025)
RR
Virginia(7/30/2025)
RR
Washington(7/30/2025)
RR
West Virginia(7/30/2025)
RR
Wisconsin(7/30/2025)
RR
Wyoming(7/30/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NUVEEN SECURITIES, LLC
JOHN NUVEEN & CO., INCORPORATED | NUVEEN SECURITIES, LLC | NUVEEN SECURITIES - USED ON SALES AND MARKETING LITERATURE | NUVEEN INVESTMENTS, LLC | NUVEEN INVESTMENTS
CRD#: 469 / SEC#: , 8-13464
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
333 West Wacker Drive, Chicago, IL 60606-1286
Mailing Address
333 West Wacker Drive, Chicago, IL 60606-1286
Phone number
(312) 917-7700
Established
Delaware since 09/07/1967
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NUVEEN SECURITIES, LLC
CRD#: 469Minneapolis, MN 55402TRUST BUT VERIFY
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