Tempest M. Williams

THE TEMPEST FINANCIAL GROUP PLLC

Fort Worth, TX

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CRD#: 5561075

Professional summary

Tempest Marie Williams is a registered financial advisor currently at THE TEMPEST FINANCIAL GROUP PLLC located in Fort Worth, Texas.

Tempest is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Tempest has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[STORM CATERING & SMOKED MEATS; CATERING COMPANY THAT SPECIALIZES IN SMOKED MEATS.; PO BOX 8645, FORT WORTH, TX 76124; START DATE: 10/01/2013; ROLE/TITLE: OWNER/GENERAL MANAGER; RECEIVE COMPENSATION THROUGH THE SALE OF FOOD AND SERVICES (I.E. CATERING EVENTS); NOT INVESTMENT RELATED; 40 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 777 Main Street Suite 3800, Fort Worth, TX, 76102; Start Date 04/2016; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 5 hours per month during securities trading hours] [Paul Laurence Dunbar Alumni Association; We assist my Alma Mater, Paul Laurence Dunbar, and feeder schools with whatever needs the Principal deems necessary for the success of the school; 5700 Ramey Ave. Fort Worth, TX 76112; Start Date 06/2018; Role/Title: Officer; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tempest Marie Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2021 - Present

THE TEMPEST FINANCIAL GROUP PLLC

RIA

CRD#: 312592

Fort Worth, TX

Past

January 4, 2017 - March 14, 2019

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

FORT WORTH, TX

Past

June 18, 2015 - March 14, 2019

NYLIFE SECURITIES LLC

CRD#: 5167

ARLINGTON, TX

Past

December 5, 2013 - August 7, 2014

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

ADDISON, TX

Past

October 15, 2013 - August 7, 2014

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

ADDISON, TX

Past

September 26, 2012 - May 30, 2013

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

PLANO, TX

Past

April 29, 2011 - September 14, 2012

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

LEWISVILLE, TX

Past

August 10, 2009 - April 19, 2011

TD AMERITRADE CLEARING, INC.

CRD#: 5633

FORT WORTH, TX

Past

November 4, 2008 - August 10, 2009

TD AMERITRADE, INC.

CRD#: 7870

FORT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/10/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/3/2008

General Securities Representative Examination

Current Firm

THE TEMPEST FINANCIAL GROUP PLLC

CRD#: 312592 / SEC#:

Texas

Registered Investment Advisory firm - (6/29/2021 Approved)

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Contact information

Main Address

Fort Worth, TX

Mailing Address

7113 Ellis Road, Fort Worth, TX 76112

Phone number

(817) 422-2454

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tempest M. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tempest Marie Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TD AMERITRADE CLEARING, INC.

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/2013

Series 63

Date: 12/10/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/3/2008

Current Firm

THE TEMPEST FINANCIAL GROUP PLLC

Contact information

Documents

Red Flags

Company Information

THE TEMPEST FINANCIAL GROUP PLLC

TRUST BUT VERIFY

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