Ellen E. Baker
Professional summary
Ellen Eileen Baker, who also goes by Ellen Eileen Baker Wright, is a registered financial professional currently at WORLD EQUITY GROUP, INC. located in Irvine, California.
Ellen is registered as a RR (Registered Representative) and started their career in finance in 2008. Ellen has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ellen Eileen Baker's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2017 - Present
WORLD EQUITY GROUP, INC.
Office #1: 15520 Rockfield Blvd Suite G, Irvine, CA 92618April 17, 2014 - November 27, 2017
LION STREET FINANCIAL, LLC
April 14, 2011 - October 31, 2012
FIRST HEARTLAND CAPITAL, INC.
August 6, 2010 - February 28, 2011
INDEPENDENT FINANCIAL GROUP, LLC
April 21, 2010 - July 30, 2010
NATIONAL PLANNING CORPORATION
September 23, 2008 - December 24, 2009
MAIN STREET SECURITIES, LLC
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/13/2017)
Exams
FINRA
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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