Daniel G. Ippolito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Giuseppe Ippolito, who also goes by Daniele Ippolito, Danny Ippolito, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2008. Daniel had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2020 - June 25, 2020
CABANA ADVISORS, LLC
March 27, 2017 - October 31, 2024
CABANA ASSET MANAGEMENT
December 6, 2011 - September 18, 2012
PTX SECURITIES, LLC
September 11, 2008 - November 6, 2009
KCD FINANCIAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CABANA ADVISORS, LLC
CRD#: 145395 / SEC#: 801-68549
Contact information
Red Flags
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