Tracy L. Shackelford

TENZING FINANCIAL LLC

WILLIAMSBURG, VA 23185

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CRD#: 5561043

Professional summary

Tracy Lyn Shackelford, who also goes by Tracy Lyn Shackleford, is a registered financial advisor currently at TENZING FINANCIAL LLC located in Williamsburg, Virginia.

Tracy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Tracy has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tracy Lyn Shackleford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 12/2020 - Non-Variable Insurance - RIA Insurance - Investment Related - 5% - Williamsburg, VA 23185 2) 4/25/2025 - Tenzing Financial - Investment Related - 1215 Mt Vernon Drive, Suite C Williamsburg, VA 23185 - Wealth Management Advisor - 60 Hours Per Month 3) 07/05/2022 - Bleakley Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR-Advisor - Start Date - 06/28/2022 - 160 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Bleakley Financial Group, LLC, an independent investment advisor firm. I started this business activity in 6/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Lyn Shackelford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2025 - Present

TENZING FINANCIAL LLC

Office #1: 1215 Mt Vernon Ave Suite C, Williamsburg, VA 23185

RIA

CRD#: 335259

WILLIAMSBURG, VA

Past

June 27, 2022 - June 30, 2025

ONEPOINT BFG WEALTH PARTNERS

RIA

CRD#: 318366

Williamsburg, VA

Past

December 15, 2020 - July 20, 2022

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

Williamsburg, VA

Past

December 14, 2020 - June 7, 2024

LPL FINANCIAL LLC

CRD#: 6413

WILLIAMSBURG, VA

Past

August 11, 2015 - May 24, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Williamsburg, VA

Past

March 5, 2012 - December 16, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Williamsburg, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TENZING FINANCIAL LLC

CRD#: 335259 / SEC#: 801-132538

RIA

Registered Investment Advisory firm - (4/25/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/1/2025)

IAR

Virginia
(7/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/3/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/3/2012

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/8/2018

Investment Company Products/Variable Contracts Principal Examination

Current Firm

TENZING FINANCIAL LLC

CRD#: 335259 / SEC#: 801-132538

RIA

Registered Investment Advisory firm - (4/25/2025 Approved)

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Contact information

Main Address

1215 Mt Vernon Ave Suite C, Williamsburg, VA 23185

Mailing Address

Phone number

(757) 703-0030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TENZING FINANCIAL DISCLOSURE BROCHURE (8/21/2025)

Regulatory assets under management

Total Number of Accounts	649
AUM (Assets Under Management)	$ 203,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tracy L. Shackelford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Lyn Shackelford's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONEPOINT BFG WEALTH PARTNERS

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

TENZING FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/2015

Series 63

Date: 7/3/2012

SIE

Date: 10/1/2018

Series 6

Date: 3/3/2012

Series 26

Date: 3/8/2018

Current Firm

TENZING FINANCIAL LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TENZING FINANCIAL LLC

TRUST BUT VERIFY

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