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LZ

Leora F. Zach

MSEC
Overland Park, KS 66211
Some features on this profile are disabled
CRD#: 5560770
LZ

Professional summary


Leora F Zach, who also goes by Leora Frances F Zach, is a registered financial professional currently at MSEC, LLC located in Overland Park, Kansas and W G SECURITIES, LLC located in Overland Park, Kansas.

Leora is registered as a RR (Registered Representative) and started their career in finance in 2010. Leora has worked at 5 firms and has passed the Series 66, Series 82TO, Series 79TO, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Leora Frances F Zach

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Leora F Zach's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 11, 2025 - Present

MSEC, LLC

Office #1: 5700 W 112th Street Suite 500, Overland Park, KS 66211
BD
CRD#: 154327
Overland Park, KS
Current

December 11, 2025 - Present

W G SECURITIES, LLC

Office #1: 5700 W. 112th St. Suite 500, Overland Park, KS 66211
BD
CRD#: 140869
Overland Park, KS
Past

October 22, 2024 - December 11, 2025

MARINER WEALTH

RIA
CRD#: 140195
Holmdel, NJ
Past

March 28, 2016 - October 15, 2024

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
New York, NY
Past

February 5, 2016 - October 15, 2024

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

October 6, 2010 - July 26, 2022

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

April 20, 2010 - July 20, 2010

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/11/2025)
RR
New Jersey
(12/11/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/21/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 12/11/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


WG
W G SECURITIES, LLC
W G SECURITIES, LLC

CRD#: 140869 / SEC#: , 8-67346

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
10 N Main St Suite 214, West Hartford, CT 06107
Mailing Address
10 N Main St Suite 214, West Hartford, CT 06107
Phone number
(203) 285-6193
Established
Delaware since 12/20/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WOODBRIDGE INTERNATIONAL, LLCMEMBER
REINHARZ, LAWRENCE IRWINMANAGER, CCO, EXECUTIVE REP4316477
STEWART, SCOTT ALEXANDERFINOP6977422

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


W G SECURITIES, LLC

CRD#: 140869Overland Park, KS 66211

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