Rasool N. Shaik

EMC CAPITAL MANAGEMENT

Houston, TX 77057

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CRD#: 5560620

Professional summary

Rasool Nmn Shaik, who also goes by Rasool Shaik, is a registered financial advisor currently at EMC CAPITAL MANAGEMENT, LLC located in Houston, Texas.

Rasool is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Rasool has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rasool Shaik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. SHAIK IS THE PRINCIPAL OF EMC ASSET MANAGEMENT, LLC WHICH SERVES AS THE GENERAL PARTNER TO THE EMC ALPHA FUND. MR. SHAIK WILL DEVOTE THE MAJORITY OF HIS TIME TO THE MANAGEMENT OF THE EMC ALPHA FUND AND WILL RECEIVE COMPENSATION FOR HIS ROLE AS PRINCIPLE OF EMC ASSET MANAGEMENT, LLC WHICH RECEIVES PERFORMANCE-BASED COMPENSATION PURSUANT TO THE PPM OF THE FUND.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rasool Nmn Shaik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2013 - Present

EMC CAPITAL MANAGEMENT, LLC

Office #1: 6363 Woodway Drive Suite 763, Houston, TX 77057

RIA

CRD#: 167761

Houston, TX

Past

August 1, 2008 - May 9, 2013

BRIDGEWAY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 111441

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMC CAPITAL MANAGEMENT, LLC

EMC CAPITAL MANAGEMENT, LLC | EMC WEALTH MANAGEMENT, LLC | EMC WEALTH MANAGEMENT

CRD#: 167761 / SEC#: 801-125724

RIA

Registered Investment Advisory firm - (5/23/2022 Approved)

Texas

Registered Investment Advisory firm - (6/15/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/28/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

EMC CAPITAL MANAGEMENT, LLC

EMC CAPITAL MANAGEMENT, LLC | EMC WEALTH MANAGEMENT, LLC | EMC WEALTH MANAGEMENT

CRD#: 167761 / SEC#: 801-125724

RIA

Registered Investment Advisory firm - (5/23/2022 Approved)

Texas

Registered Investment Advisory firm - (6/15/2022 Terminated)

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Contact information

Main Address

6363 Woodway Drive Suite 763, Houston, TX 77057

Mailing Address

Phone number

(832) 231-0130

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMC CAPTIAL MANAGEMENT BROCHURE (4/14/2025)

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 178,880,459

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rasool N. Shaik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rasool Nmn Shaik's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMC CAPITAL MANAGEMENT, LLC

BRIDGEWAY CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

EMC CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

EMC CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EMC CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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