Rebecca Orlowitz

Some features on this profile are disabled

CRD#: 5560256

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rebecca Orlowitz, CIMA®, who also goes by Rebecca David, Rebecca J Orlowitz, was a registered financial professional .

Rebecca is a previously registered financial professional and started their career in finance in 2011. Rebecca had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rebecca David | Rebecca J Orlowitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GIVE Works LLC started as a sole proprietor in 2020, then was established in 2021. It is an educational community that offers online courses and a published book on financial planning, impact investing, and philanthropy. There are no hours spent on GIVE Works LLC during business hours with Align.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Past

December 11, 2021 - July 8, 2025

ALIGN IMPACT, LLC

RIA

CRD#: 176516

Pilar Buenos Aires,

Past

November 13, 2019 - April 1, 2020

STAKEHOLDERS CAPITAL

RIA

CRD#: 148469

WILLISTON PARK, NY

Past

July 25, 2013 - January 17, 2014

BENDIGO SECURITIES, LLC

CRD#: 152529

NEW YORK, NY

Past

May 6, 2013 - July 24, 2013

MISSION CAPITAL LLC

CRD#: 148006

NEW YORK, NY

Past

April 7, 2011 - February 22, 2013

COMMONWEALTH AUSTRALIA SECURITIES LLC

CRD#: 136321

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALIGN IMPACT, LLC

ALIGN IMPACT | ALIGN IMPACT, LLC

CRD#: 176516 / SEC#: 801-96173

RIA

Registered Investment Advisory firm - (5/1/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/6/2011

General Securities Representative Examination

Current Firm

ALIGN IMPACT, LLC

ALIGN IMPACT | ALIGN IMPACT, LLC

CRD#: 176516 / SEC#: 801-96173

RIA

Registered Investment Advisory firm - (5/1/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1001 Bannock St 3rd Floor, Denver, CO 80204

Mailing Address

Phone number

(805) 243-8055

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-ALIGN IMPACT, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	139
AUM (Assets Under Management)	$ 782,266,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rebecca Orlowitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALIGN IMPACT, LLC

STAKEHOLDERS CAPITAL

BENDIGO SECURITIES, LLC

MISSION CAPITAL LLC

COMMONWEALTH AUSTRALIA SECURITIES LLC

Primary Firm SEC Registration

ALIGN IMPACT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/2019

Series 63

Date: 10/17/2011

Series 7

Date: 4/6/2011

Current Firm

ALIGN IMPACT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALIGN IMPACT, LLC

TRUST BUT VERIFY

Similar Advisors