Claudia Gross
Professional summary
Claudia Gross, who also goes by Claudia Soledad Gross, Claudia S Vergel, Claudia Soledad Vergel, is a registered financial professional currently at ALTRUIST FINANCIAL LLC located in Dallas, Texas.
Claudia is registered as a RR (Registered Representative) and started their career in finance in 2008. Claudia has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Claudia Gross's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2026 - Present
ALTRUIST FINANCIAL LLC
Office #1: 300 S. Pearl Expressway Suite 250, Dallas, TX 75201October 27, 2022 - June 10, 2026
LPL FINANCIAL LLC
September 20, 2017 - September 10, 2018
SCOTTRADE, INC.
June 10, 2014 - August 12, 2022
TD AMERITRADE CLEARING, INC.
June 12, 2013 - June 11, 2014
TD AMERITRADE, INC.
May 23, 2012 - June 12, 2013
TD AMERITRADE CLEARING, INC.
July 28, 2008 - April 5, 2010
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 7/3/2023
Operations Professional ExaminationFINRA
Current Firm
ALTRUIST FINANCIAL LLC
CRD#: 299274 / SEC#: , 8-70244
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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Company Information
ALTRUIST FINANCIAL LLC
CRD#: 299274Dallas, TX 75201TRUST BUT VERIFY
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