CD
Christopher P. De Lorimier
O'CONNOR WEALTH MANAGEMENT
MONROVIA, CA 91016
Some features on this profile are disabled
CRD#: 5559654
CD
Professional summary
Christopher Patrick De Lorimier, who also goes by Christopher Patrick Delorimier, is a registered financial advisor currently at O'CONNOR WEALTH MANAGEMENT, INC. located in Monrovia, California.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Christopher has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher Patrick Delorimier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Independent Insurance Agent Mr. de Lorimier is licensed in an individual capacity as an insurance agent and may recommend the purchase of life insurance or annuity products through the financial planning process. When clients purchase these products, he receives insurance commissions, which creates a material conflict of interest due to the incentive compensations. *whether the business is investment-related - Yes, *the address of the other business - 139 E. COLORADO BLVD, SUITE 2, MONROVIA, CA, USA, 91016, *the nature of the other business - Insurance, *your position - Insurance Agent, *Title, or relationship with the other business - Insurance Agent, *the start date of your relationship - February 14, 2014, *the approximate number of hours/month you devote to the other business - less than 1 hour per month, *the number of hours you devote to the other business during securities trading hours - less than 1 hour per month, *briefly describe your duties relating to the other business - Occasionally underwrites term life insurance and annuity products. Crown City Tax Planning In addition to his insurance activities, Mr. de Lorimier is an Enrolled Agent (EA) and operates as a sole proprietor under the business name Crown City Tax Planning. In this capacity, he provides tax preparation and tax planning services to clients. *whether the business is investment-related - Yes, *the address of the other business - 139 E. COLORADO BLVD, SUITE 2, MONROVIA, CA, USA, 91016, *the nature of the other business - Tax planning and preparation, *your position - Tax Preparer, *title, or relationship with the other business - Sole Proprietor, *the start date of your relationship - February 9, 2015, *approximate # of hours/month: Mostly seasonal during tax season (January - April), however, 12 hours per month if averaged over the entire year, *approximate 4 hours per month during trading hours if averaged over the entire year, *briefly describe your duties relating to the other business - Tax preparation and planning.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Patrick De Lorimier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2014 - Present
O'CONNOR WEALTH MANAGEMENT, INC.
Office #1: 139 E. Colorado Blvd Suite 2, Monrovia, CA 91016RIA
CRD#: 152316
MONROVIA, CA
Past
January 23, 2009 - May 13, 2009
SECURITIES AMERICA, INC.
BD
CRD#: 10205
PASADENA, CA
Past
July 4, 2008 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
BD
CRD#: 40395
PASADENA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
O'CONNOR WEALTH MANAGEMENT, INC.
O'CONNOR JOHN, VINCENT | O'CONNOR, JOHN VINCENT | O'CONNOR WEALTH MANAGEMENT, LLC | O'CONNOR WEALTH MANAGEMENT, INC. | O'CONNOR WEALTH MANAGEMENT
CRD#: 152316 / SEC#: 801-131495
RIA
Registered Investment Advisory firm - (11/19/2024 Approved)California
Registered Investment Advisory firm - (1/24/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/13/2014)
IAR
Texas(9/8/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
OW
O'CONNOR WEALTH MANAGEMENT, INC.
O'CONNOR JOHN, VINCENT | O'CONNOR, JOHN VINCENT | O'CONNOR WEALTH MANAGEMENT, LLC | O'CONNOR WEALTH MANAGEMENT, INC. | O'CONNOR WEALTH MANAGEMENT
CRD#: 152316 / SEC#: 801-131495
RIA
Registered Investment Advisory firm - (11/19/2024 Approved)California
Registered Investment Advisory firm - (1/24/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
139 E. Colorado Blvd Suite 2, Monrovia, CA 91016
Mailing Address
Phone number
(626) 386-5116
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 392 |
| AUM (Assets Under Management) | $ 158,618,888 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
