JM
Jennifer D. Marcelle-james
EFG ASSET MANAGEMENT (AMERICAS)
MIAMI, FL 33131
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CRD#: 5559254
JM
Professional summary
Jennifer Desiree Marcelle-james, who also goes by Jennifer James, is a registered financial advisor currently at EFG ASSET MANAGEMENT (AMERICAS) CORP. located in Miami, Florida and EFG CAPITAL INTERNATIONAL located in Miami, Florida.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Jennifer has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer James
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JCE HOLDINGS LTD.: MIRAMAR FL/ST JOHN'S ANTIGUA- JULY 1ST, 2016, LISTED AS DEPUTY CHAIRMAN/DEPUTY CHAIRMAN OF THE BOARD OF DIRECTORS, SPOUSE'S HOLDING COMPANY FOR RESIDENTIAL AND COMMERCIAL PROPERTIES TO BE PURCHASED IN ANTIGUA AND BARBUDA. NON-SECURITIES RELATED INVESTMENT. (ONLY 1 PROPERTY IN ANTIGUA TO DATE)-a portion of which is listed with AirBNB receiving rental income) PASSIVE INVOLVEMENT. NO TIME SPENT. 2) Notary Public-State of Florida. 3) JESUS PEOPLE MINISTRIES CHURCH INTERNATIONAL (JPMCI)- Support helping Ministry. Member volunteering in the area of Finance assisting in processing credit card payments for congregants of the church. Activity performed on a rotational basis, typically 2 times per week after working hours. Non compensated, non-investment related 4) JAMES & MAGINLEY LTD- Passive position in family business, limited to no involvement and no day-to-day participation in the company. Non-compensated, not investment related activity
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Desiree Marcelle-james's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2018 - Present
EFG ASSET MANAGEMENT (AMERICAS) CORP.
Office #1: 701 Brickell Avenue Suite 1310, Miami, FL 33131RIA
CRD#: 158905
MIAMI, FL
Current
June 11, 2018 - Present
EFG CAPITAL INTERNATIONAL
Office #1: 701 Brickell Ave 9th Floor & Suite 1310, Miami, FL 33131-2867BD
CRD#: 40118
MIAMI, FL
Past
April 30, 2021 - July 13, 2021
EFG CAPITAL INTERNATIONAL
RIA
CRD#: 40118
MIAMI, FL
Past
March 25, 2013 - June 8, 2018
NFSG CORPORATION
RIA
CRD#: 130814
BOCA RATON, FL
Past
October 31, 2012 - June 8, 2018
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
FT. LAUDERDALE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EFG ASSET MANAGEMENT (AMERICAS) CORP.
EFG ASSET MANAGEMENT (AMERICAS) CORP | EFG ASSET MANAGEMENT (US) CORP | EFG ASSET MANAGEMENT (AMERICAS) CORP.
CRD#: 158905 / SEC#: 801-72773
RIA
Registered Investment Advisory firm - (10/3/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/11/2018)
IAR
Florida(8/17/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EFG ASSET MANAGEMENT (AMERICAS) CORP.
EFG ASSET MANAGEMENT (AMERICAS) CORP | EFG ASSET MANAGEMENT (US) CORP | EFG ASSET MANAGEMENT (AMERICAS) CORP.
CRD#: 158905 / SEC#: 801-72773
RIA
Registered Investment Advisory firm - (10/3/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
701 Brickell Avenue Suite 1310, Miami, FL 33131
Mailing Address
Phone number
(305) 482-8000
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 678 |
| AUM (Assets Under Management) | $ 1,915,401,213 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EFG ASSET MANAGEMENT (AMERICAS) CORP.
CRD#: 158905Miami, FL 33131TRUST BUT VERIFY
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