Kelly Curtis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelly Curtis was a registered financial professional .
Kelly is a previously registered financial professional and started their career in finance in 2008. Kelly had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2014 - December 31, 2018
K CURTIS FINANCIAL GROUP, LLC
August 26, 2011 - December 26, 2013
LPL FINANCIAL LLC
August 25, 2011 - December 26, 2013
LPL FINANCIAL LLC
October 7, 2010 - July 15, 2011
WESTERN INTERNATIONAL SECURITIES, INC.
October 6, 2010 - July 15, 2011
WESTERN INTERNATIONAL SECURITIES, INC.
November 11, 2008 - August 23, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 29, 2008 - August 23, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
K CURTIS FINANCIAL GROUP, LLC
CRD#: 169938 / SEC#:
Contact information
Red Flags
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