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Richard Cardillo

CRD# 5559072·Registered 2008 - 2012
Previously Registered: Being a previously registered professional could mean that Richard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Richard Cardillo, who also goes by Richard Arthur Cardillo, was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 2008 - 2012. Richard had worked at 2 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Richard Arthur Cardillo

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

OLSON, CROSS & ALAMO LLC·CRD# 157249
BD
Brooklyn, NY
January 31, 2012 - June 25, 2012
MCGINN, SMITH & CO., INC.·CRD# 8453
BD
New York, NY
July 25, 2008 - December 31, 2009

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Current Firm

OC
OLSON, CROSS & ALAMO LLC

OLSON, CROSS & ALAMO LLC

CRD#: 157249 / SEC#: 8-68841
BD
Terminated by SEC on 01/15/2016

Contact Information

Established

New York since 02/09/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ALAMO, MICHAEL JMANAGING MEMBER, CCO4936449
CROSS, WESLEYMANAGING MEMBER, PRESIDENT5493425
OLSON, JAMES ROBERTMEMBER5907613

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2008About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Jul 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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