Palmery R. Desir
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Palmery Robert Desir, who also goes by Paul Desir, was a registered financial professional .
Palmery is a previously registered financial professional and started their career in finance in 2008. Palmery had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2018 - October 25, 2022
RICHFIELD ORION INTERNATIONAL, INC.
August 10, 2016 - July 2, 2018
JOSEPH STONE CAPITAL L.L.C.
September 18, 2015 - August 15, 2016
ROTHSCHILD LIEBERMAN LLC
February 7, 2012 - September 16, 2015
CRAIG SCOTT CAPITAL, LLC
May 19, 2010 - February 3, 2012
BROOKSTONE SECURITIES, INC.
July 14, 2008 - May 17, 2010
JHS CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RICHFIELD ORION INTERNATIONAL, INC.
CRD#: 24433 / SEC#: , 8-41166
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICHFIELD ORION INTERNATIONAL, LLC | PARENT COMPANY | |
| STUART, JAMES BRETT | CEO,CFO,DIRECTOR, CCO | 3022149 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
