BP
Bryan L. Prihoda
USCA ASSET MANAGEMENT LLC
Houston, TX 77027
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CRD#: 5558982
BP
Professional summary
Bryan Lee Prihoda is a registered financial advisor currently at USCA ASSET MANAGEMENT LLC located in Houston, Texas and U.S. CAPITAL WEALTH ADVISORS, LLC located in Houston, Texas.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Bryan has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HACIENDAS CZAR, LLC, NOT INVESTMENT RELATED, 111 PIN OAK DRIVE, BAYTOWN, TX 77520, AVOCADO PRODUCTION OPERATION, DIRECTOR/OFFICER, APPROX. 02/2015, 1-5 HOURS PER MONTH DEVOTED TO ACTIVITY, 0 HOURS DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS. 2) COTIJA AVOCADOS LLC, NOT INVESTMENT RELATED, 2356 COMMERCE STREET, HOUSTON, TX 77003, IMPORTATION, EXPORTATION, AND COMMERCIALIZATION OF FRESH AVOCADOS FROM MEXICO, CO-CEO AND CFO, 08/2020, 20 HOURS DEVOTED TO ACTIVITY, 0 HOURS DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS, CO-OWNER OF LLC. 3) USCA Securities, LLC; Investment-related; Houston, TX; broker dealer; registered representative; 10/2013; >1 hour/month; 1-8 during trading hours; analyst 4)US Capital Wealth Advisors, LLC; Investment-related; Houston, TX; Registered Investment Advisor; financial advisor; 06/2021; >1 hour/month; 1-8 during trading hours; analyst 5) USCA Asset Management LLC: Investment-related; Houston, TX; RIA; fund management support; director; 10/2013; 50 hrs/month; 30 hrs during trading hours; operational and investment due diligence
CRS (Client Relationship Summary) - RIA
Click below to view Bryan Lee Prihoda's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2013 - Present
USCA ASSET MANAGEMENT LLC
Office #1: 4444 Westheimer Suite G500, Houston, TX 77027RIA
CRD#: 137045
Houston, TX
Current
January 11, 2022 - Present
U.S. CAPITAL WEALTH ADVISORS, LLC
Office #1: 4444 Westheimer Rd. Suite G500, Houston, TX 77027RIA
CRD#: 288199
Houston, TX
Current
May 15, 2014 - Present
USCA SECURITIES LLC
Office #1: 4444 Westheimer Suite G500, Houston, TX 77027BD
CRD#: 103789
Houston, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
U.S. CAPITAL WEALTH ADVISORS, LLC
LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
RIA
Registered Investment Advisory firm - (5/3/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/4/2022)
RR
Alaska(4/27/2022)
RR
Arizona(2/17/2022)
RR
Arkansas(3/4/2022)
RR
California(3/4/2022)
RR
Colorado(1/31/2022)
RR
Connecticut(3/8/2022)
RR
Delaware(3/8/2022)
RR
District of Columbia(3/8/2022)
RR
Florida(3/8/2022)
RR
Georgia(3/8/2022)
RR
Hawaii(3/8/2022)
RR
Idaho(3/8/2022)
RR
Illinois(3/8/2022)
RR
Indiana(3/8/2022)
RR
Kansas(3/8/2022)
RR
Kentucky(3/8/2022)
RR
Louisiana(3/8/2022)
RR
Maine(3/8/2022)
RR
Maryland(3/8/2022)
RR
Massachusetts(3/8/2022)
RR
Michigan(3/8/2022)
RR
Minnesota(3/8/2022)
RR
Mississippi(3/8/2022)
RR
Missouri(3/8/2022)
RR
Montana(3/8/2022)
RR
Nebraska(12/1/2023)
RR
Nevada(3/8/2022)
RR
New Jersey(3/8/2022)
RR
New Mexico(3/8/2022)
RR
New York(3/8/2022)
RR
North Carolina(3/8/2022)
RR
Ohio(3/8/2022)
RR
Oklahoma(3/8/2022)
RR
Oregon(3/8/2022)
RR
Pennsylvania(3/8/2022)
RR
South Carolina(3/8/2022)
RR
Tennessee(3/8/2022)
IAR
Texas(3/4/2013)
RR
Texas(2/16/2022)
RR
Virgin Islands(3/8/2022)
RR
Virginia(3/8/2022)
RR
Washington(3/8/2022)
RR
Wisconsin(3/8/2022)
RR
Wyoming(3/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UC
U.S. CAPITAL WEALTH ADVISORS, LLC
LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
RIA
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Contact information
Main Address
4444 Westheimer Rd. Suite G500, Houston, TX 77027
Mailing Address
Phone number
(713) 366-0500
Established
Firm type
Fiscal year end
# of Employees
133
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,833 |
| AUM (Assets Under Management) | $ 7,282,480,817 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 01/23/2024 | ||
| 03/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
