Bryan L. Prihoda

USCA ASSET MANAGEMENT

HOUSTON, TX 77027

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CRD#: 5558982

Professional summary

Bryan Lee Prihoda is a registered financial advisor currently at USCA ASSET MANAGEMENT LLC located in Houston, Texas and ARAX ADVISORY PARTNERS located in Austin , Texas.

Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Bryan has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 3 and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HACIENDAS CZAR, LLC, NOT INVESTMENT RELATED, 111 PIN OAK DRIVE, BAYTOWN, TX 77520, AVOCADO PRODUCTION OPERATION, DIRECTOR/OFFICER, APPROX. 02/2015, 1-5 HOURS PER MONTH DEVOTED TO ACTIVITY, 0 HOURS DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS. 2) COTIJA AVOCADOS LLC, NOT INVESTMENT RELATED, 2356 COMMERCE STREET, HOUSTON, TX 77003, IMPORTATION, EXPORTATION, AND COMMERCIALIZATION OF FRESH AVOCADOS FROM MEXICO, CO-CEO AND CFO, 08/2020, 20 HOURS DEVOTED TO ACTIVITY, 0 HOURS DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS, CO-OWNER OF LLC. 4) USCA Asset Management LLC: Investment-related; Houston, TX; RIA; fund management support; director; 10/2013; 50 hrs/month; 30 hrs during trading hours; operational and investment due diligence

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Lee Prihoda's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2013 - Present

USCA ASSET MANAGEMENT LLC

Office #1: 4444 Westheimer Suite G500, Houston, TX 77027

RIA

CRD#: 137045

HOUSTON, TX

Current

July 19, 2026 - Present

ARAX ADVISORY PARTNERS

Office #1: 300 West 6th Street Suite 1900, Austin , TX 78701

RIA

CRD#: 133535

Austin , TX

Current

May 15, 2014 - Present

USCA SECURITIES LLC

Office #1: 4444 Westheimer Suite G500, Houston, TX 77027

CRD#: 103789

HOUSTON, TX

Past

January 11, 2022 - July 21, 2026

U.S. CAPITAL WEALTH ADVISORS, LLC

RIA

CRD#: 288199

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARAX ADVISORY PARTNERS

CRD#: 133535 / SEC#: 801-67165

RIA

Registered Investment Advisory firm - (9/20/2006 Approved)

California

Registered Investment Advisory firm - (10/18/2006 Terminated)

Colorado

Registered Investment Advisory firm - (11/14/2006 Terminated)

Georgia

Registered Investment Advisory firm - (5/24/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/4/2022)

Alaska
(4/27/2022)

Arizona
(2/17/2022)

Arkansas
(3/4/2022)

California
(3/4/2022)

Colorado
(1/31/2022)

Connecticut
(3/8/2022)

Delaware
(3/8/2022)

District of Columbia
(3/8/2022)

Florida
(3/8/2022)

Georgia
(3/8/2022)

Hawaii
(3/8/2022)

Idaho
(3/8/2022)

Illinois
(3/8/2022)

Indiana
(3/8/2022)

Kansas
(3/8/2022)

Kentucky
(3/8/2022)

Louisiana
(3/8/2022)

Maine
(3/8/2022)

Maryland
(3/8/2022)

Massachusetts
(3/8/2022)

Michigan
(3/8/2022)

Minnesota
(3/8/2022)

Mississippi
(3/8/2022)

Missouri
(3/8/2022)

Montana
(3/8/2022)

Nebraska
(12/1/2023)

Nevada
(3/8/2022)

New Jersey
(3/8/2022)

New Mexico
(3/8/2022)

New York
(3/8/2022)

North Carolina
(3/8/2022)

Ohio
(3/8/2022)

Oklahoma
(3/8/2022)

Oregon
(3/8/2022)

Pennsylvania
(3/8/2022)

South Carolina
(3/8/2022)

Tennessee
(3/8/2022)

IAR

Texas
(3/4/2013)

Texas
(2/16/2022)

Virgin Islands
(3/8/2022)

Virginia
(3/8/2022)

Washington
(3/8/2022)

Wisconsin
(3/8/2022)

Wyoming
(3/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/4/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/1/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/27/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/15/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ARAX ADVISORY PARTNERS

CRD#: 133535 / SEC#: 801-67165

RIA

Registered Investment Advisory firm - (9/20/2006 Approved)

California

Registered Investment Advisory firm - (10/18/2006 Terminated)

Colorado

Registered Investment Advisory firm - (11/14/2006 Terminated)

Georgia

Registered Investment Advisory firm - (5/24/2012 Terminated)

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Contact information

Main Address

730 17th Street Suite 107, Denver, CO 80202

Mailing Address

Phone number

(303) 633-5900

Established

Firm type

Fiscal year end

# of Employees

106

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AAP FORM ADV PART 2A 11172025 (11/17/2025)

Regulatory assets under management

Total Number of Accounts	16,559
AUM (Assets Under Management)	$ 8,960,126,874

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bryan L. Prihoda

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Lee Prihoda's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARAX ADVISORY PARTNERS

USCA SECURITIES LLC

U.S. CAPITAL WEALTH ADVISORS, LLC

Primary Firm SEC Registration

ARAX ADVISORY PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 3/4/2022

Series 65

Date: 3/1/2013

SIE

Date: 10/1/2018

Series 3

Date: 9/27/2017

Series 7

Date: 5/15/2014

FINRA

Current Firm

ARAX ADVISORY PARTNERS

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARAX ADVISORY PARTNERS

TRUST BUT VERIFY

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