Carolyn E. Dunlavy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carolyn E Dunlavy, who also goes by Carolyn E Tibbetts, was a registered financial professional .
Carolyn is a previously registered financial professional and started their career in finance in 2008. Carolyn had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2014 - November 20, 2018
QUESTAR ASSET MANAGEMENT, INC.
September 15, 2014 - November 20, 2018
QUESTAR CAPITAL CORPORATION
April 25, 2014 - September 9, 2014
NEW ENGLAND SECURITIES
September 22, 2010 - September 9, 2014
MSI FINANCIAL SERVICES, INC.
August 13, 2008 - September 9, 2014
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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