Peter M. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Mitchell Scott IV, who also goes by Mitchell Scott IV, Peter Mitchell Scott, Peter Mitchell Scott, Iv, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2008. Peter had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2015 - February 17, 2017
KDI CAPITAL PARTNERS, LLC
August 8, 2008 - November 12, 2008
FIRST CITIZENS CAPITAL SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
KDI CAPITAL PARTNERS, LLC
CRD#: 137092 / SEC#: 801-74248
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
