Jonathan D. Horst

THE HORST GROUP

Denver, CO 80206

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CRD#: 5558494

Professional summary

Jonathan Dennis Horst, CFP®, who also goes by Jonathan Horst, is a registered financial advisor currently at THE HORST GROUP, LLC located in Denver, Colorado.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jonathan has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan Horst

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance agent. Not investment related. Same address. Insurance sales. Insurance Agent. 7/2012. 1 hour per month which are during trading hours. Review clients' insurance policies as part of their total investment portfolio.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Dennis Horst's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

January 30, 2023 - Present

THE HORST GROUP, LLC

Office #1: 700 N Colorado Blvd #161, Denver, CO 80206

RIA

CRD#: 321135

Denver, CO

Past

July 11, 2017 - December 22, 2022

PERIGON WEALTH MANAGEMENT, LLC

RIA

CRD#: 131037

Denver, CO

Past

December 27, 2016 - January 30, 2017

CRD#: 6413

MILL VALLEY, CA

Past

August 8, 2012 - August 22, 2012

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SAN FRANCISCO, CA

Past

August 7, 2012 - August 22, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

SAN FRANCISCO, CA

Past

January 24, 2012 - May 18, 2012

CRD#: 866

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/17/2023)

IAR

Colorado
(1/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/10/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2008

General Securities Representative Examination

Current Firm

THE HORST GROUP, LLC

CRD#: 321135 / SEC#:

California

Registered Investment Advisory firm - (3/17/2023 Approved)

Colorado

Registered Investment Advisory firm - (1/23/2023 Approved)

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Contact information

Main Address

700 N Colorado Blvd #161, Denver, CO 80206

Mailing Address

Phone number

(415) 318-7969

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 25,649,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan D. Horst

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Dennis Horst's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERIGON WEALTH MANAGEMENT, LLC

LIBERTY GROUP, LLC

LPL FINANCIAL LLC

MARINER ADVISOR NETWORK

STRATEGIC WEALTH ADVISORS GROUP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MORGAN STANLEY

MORGAN STANLEY

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 11/10/2008

SIE

Date: 1/30/2017

Series 7

Date: 10/20/2008

Current Firm

THE HORST GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE HORST GROUP, LLC

TRUST BUT VERIFY

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