Brian W. Mallette
PARK SHORE PARTNERS LLC
Naples, FL 34103
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CRD#: 5558454
Professional summary
Brian William Mallette, CFP®, who also goes by Brian W Mallette, is a registered financial advisor currently at PARK SHORE PARTNERS LLC located in Naples, Florida and HBKS WEALTH ADVISORS located in Naples, Florida.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brian has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian W Mallette
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PARK SHORE PARTNERS LLC
3838 TAMIAMI TRAIL N SUITE 100
NAPLES FL 34103
06/02/2008, HEDGE FUND-INVESTMENT RELATED, ASSOICATE. SPENDS 25% OF TIME WITH THIS BUSINESS, ALL DURING TRADING HOURS
HBKS WEALTH ADVISORS, 3838 TAMIAMI TRAIL NORTH, NAPLES, FL; REGISTERED INVESTMENT ADVISOR; FINANCIAL ADVISOR AND INVESTMENT ADVISOR REPRESENTATIVE; 75% OF MY TIME WITH THIS BUSINESS, ALL DURING MARKET HOURS.
HBK Fort Myers Realty, LLC. Investment Related. 6603 Summit Drive, Canfield, OH 44406. Rental Property. Principal/Owner. 03/2020. 0 Hrs/Mo. Passive.
4) HBK Alliance Realty, LLC. Investment Related. 6603 Summit Drive, Canfield, OH 44406. Rental Property. Principal/Owner. 03/2020. 0 Hrs/Mo. Passive.
5) HBK Erie Realty, LLC. Investment Related. 6603 Summit Drive, Canfield, OH 44406. Rental Property. Principal/Owner. 03/2020. 0 Hrs/Mo. Passive.
6) HBK Hermitage Realty, LLC. Investment Related. 6603 Summit Drive, Canfield, OH 44406. Rental Property. Principal/Owner. 03/2020. 0 Hrs/Mo. Passive.
7) HBK Meadville Realty, LLC. Investment Related. 6603 Summit Drive, Canfield, OH 44406. Rental Property. Principal/Owner. 03/2020. 0 Hrs/Mo. Passive.
CRS (Client Relationship Summary) - RIA
Click below to view Brian William Mallette's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
November 6, 2008 - Present
PARK SHORE PARTNERS LLC
Office #1: 3838 Tamiami Trail N Suite 100, Naples, FL 34103RIA
CRD#: 145265
Naples, FL
Current
November 6, 2008 - Present
HBKS WEALTH ADVISORS
Office #1: 3838 Tamiami Trail N Suite 100, Naples, FL 34103RIA
CRD#: 112139
NAPLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/6/2008)
IAR
Nebraska(11/9/2017)
IAR
New Hampshire(12/9/2015)
Current Firm
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
