Brian William Mallette
CFP®Professional Summary
Brian William Mallette, CFP®, who also goes by Brian W Mallette, is a registered financial advisor currently at PARK SHORE PARTNERS LLC located in Naples, Florida and HBKS WEALTH ADVISORS located in Naples, Florida. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brian has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brian W Mallette
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Videos & Posts
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AUSDAL FINANCIAL PARTNERS, INC.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
18 years in the financial services industry
Current & Past Employments
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AUSDAL FINANCIAL PARTNERS, INC.
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Current Firm
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
Contact Information
Main Address
2725 Colonial Ave, Erie, PA 16506Phone Number
(814) 836-5776# of Employees
109SEC notice filing (30 States and Territories)
Registered to provide investment advisory services in 30 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
21,190AUM (Assets Under Management)
$7,661,939,874Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2026 | Cover Page | Report |
| 01/20/2026 | Cover Page | Report |
| 10/25/2024 | Cover Page | Report |
| 07/28/2023 | Cover Page | Report |
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AUSDAL FINANCIAL PARTNERS, INC.
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
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Primary Firm SEC Registration
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
State Registrations and Notice Filings
(11/6/2008)
(11/9/2017)
(12/9/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Brian William Mallette's CRS (Customer Relationship Summary).
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AUSDAL FINANCIAL PARTNERS, INC.
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