Kevin R. England

TIER ONE WEALTH MANAGEMENT

LONE TREE, CO 80124

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CRD#: 5558271

Professional summary

Kevin Robert England, CFP® is a registered financial advisor currently at TIER ONE WEALTH MANAGEMENT located in Lone Tree, Colorado.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kevin has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Tier One Tax, LLC, Lone Tree, CO. Provide general technology and marketing support. Start date: 2/1/17, approx. 10 hrs/mo., none during market hours. 2. Fair Share Planning, LLC; Lone Tree, Co. President. Start date: 11/2/2023. approx. 20 hrs/month., 0 hrs/month during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Robert England's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 28, 2022 - Present

TIER ONE WEALTH MANAGEMENT

Office #1: 9380 Station Street, Suite 535, Lone Tree, CO 80124

RIA

CRD#: 322893

LONE TREE, CO

Past

January 9, 2015 - November 23, 2022

SPC

RIA

CRD#: 110692

Lone Tree, CO

Past

October 24, 2014 - November 23, 2022

SIGMA FINANCIAL CORPORATION

CRD#: 14303

Lone Tree, CO

Past

January 22, 2014 - October 31, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LONE TREE, CO

Past

January 21, 2014 - October 31, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

LONE TREE, CO

Past

November 12, 2008 - January 24, 2014

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TIER ONE WEALTH MANAGEMENT

FIRST SOURCE INVESTMENT PARTNERS, LLC | TIER ONE WEALTH MANAGEMENT

CRD#: 322893 / SEC#: 801-126595

RIA

Registered Investment Advisory firm - (9/19/2022 Approved)

California

Registered Investment Advisory firm - (2/7/2024 Terminated)

Colorado

Registered Investment Advisory firm - (1/12/2024 Terminated)

Nebraska

Registered Investment Advisory firm - (1/8/2024 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/26/2023)

IAR

Colorado
(11/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/7/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/14/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/11/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/10/2011

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/18/2011

General Securities Sales Supervisor - Options Module Examination

Current Firm

TIER ONE WEALTH MANAGEMENT

FIRST SOURCE INVESTMENT PARTNERS, LLC | TIER ONE WEALTH MANAGEMENT

CRD#: 322893 / SEC#: 801-126595

RIA

Registered Investment Advisory firm - (9/19/2022 Approved)

California

Registered Investment Advisory firm - (2/7/2024 Terminated)

Colorado

Registered Investment Advisory firm - (1/12/2024 Terminated)

Nebraska

Registered Investment Advisory firm - (1/8/2024 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2024 Terminated)

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Contact information

Main Address

9380 Station Street, Suite 535, Lone Tree, CO 80124

Mailing Address

Phone number

(303) 858-0000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	417
AUM (Assets Under Management)	$ 125,088,459

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin R. England

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Robert England's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPC

SIGMA FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

TIER ONE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/7/2014

Series 63

Date: 11/14/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/11/2008

Series 10

Date: 10/10/2011

Series 9

Date: 8/18/2011

Current Firm

TIER ONE WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TIER ONE WEALTH MANAGEMENT

TRUST BUT VERIFY

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