Thomas M. Veale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Meldrum Veale, who also goes by Thomas M Veale, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2008. Thomas had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2014 - September 13, 2016
SIGNALPOINT CAPITAL MANAGEMENT, LLC
September 8, 2008 - January 9, 2024
SIGNALPOINT ASSET MANAGEMENT LLC
State Registrations and Notice Filings
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Current Firm
SIGNALPOINT CAPITAL MANAGEMENT, LLC
CRD#: 164818 / SEC#: 801-76895
Contact information
Red Flags
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