JS
Jonathan P. Short
SEMMAX FINANCIAL ADVISORS
Winston-salem, NC 27127
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CRD#: 5558074
JS
Professional summary
Jonathan Philip Short, who also goes by Jonathan Short, is a registered financial advisor currently at SEMMAX FINANCIAL ADVISORS, INC. located in Winston-salem, North Carolina.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jonathan has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jonathan Short
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Semmax, Inc.; Investment-Related; 1447 Trade Mart Boulevard, Winston-Salem, North Carolina 27127; Insurance Agency; March 7, 2016; approximately 40 hours per month; approximately 40 hours during securities trading hours; duties include understanding a client's financial picture, which means also discussing their risk management through products like life or long-term care insurance. These products may, when appropriate, be offered to meet the needs of the client as part of providing financial planning services.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Philip Short's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2021 - Present
SEMMAX FINANCIAL ADVISORS, INC.
Office #1: 1447 Trade Mart Blvd, Winston-salem, NC 27127RIA
CRD#: 144978
Winston-salem, NC
Past
September 5, 2017 - June 26, 2020
SEMMAX FINANCIAL ADVISORS, INC.
RIA
CRD#: 144978
WINSTON-SALEM, NC
Past
August 12, 2008 - September 21, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WINSTON SALEM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SEMMAX FINANCIAL ADVISORS, INC.
SEMMAX FINANCIAL ADVISORS, INC. | SENMAX FINANCIAL ADVISORS, INC. | SEMMAX FINANCIAL GROUP, INC.
CRD#: 144978 / SEC#: 801-110932
RIA
Registered Investment Advisory firm - (8/1/2017 Approved)North Carolina
Registered Investment Advisory firm - (8/31/2017 Terminated)Texas
Registered Investment Advisory firm - (8/30/2017 Terminated)Virginia
Registered Investment Advisory firm - (8/31/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(8/30/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
SF
SEMMAX FINANCIAL ADVISORS, INC.
SEMMAX FINANCIAL ADVISORS, INC. | SENMAX FINANCIAL ADVISORS, INC. | SEMMAX FINANCIAL GROUP, INC.
CRD#: 144978 / SEC#: 801-110932
RIA
Registered Investment Advisory firm - (8/1/2017 Approved)North Carolina
Registered Investment Advisory firm - (8/31/2017 Terminated)Texas
Registered Investment Advisory firm - (8/30/2017 Terminated)Virginia
Registered Investment Advisory firm - (8/31/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1447 Trade Mart Blvd, Winston-salem, NC 27127
Mailing Address
Phone number
(336) 856-0080
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,007 |
| AUM (Assets Under Management) | $ 395,263,541 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
