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Michelle L Cable

CRD# 5558028·Registered 2008 - 2016
Previously Registered: Being a previously registered professional could mean that Michelle is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michelle L Cable was a registered financial advisor. Michelle was a previously registered financial professional and started their career in finance 2008 - 2016. Michelle had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

PRIMEX·CRD# 29394
BD
Costa Mesa, CA
September 20, 2013 - March 21, 2016
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
RIA
Seattle, WA
December 24, 2008 - June 29, 2012
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Seattle, WA
July 16, 2008 - June 29, 2012

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Current Firm

PR
PRIMEX

ADVANTAGE TRADING CORP. | PRIMEX PRIME ELECTRONIC EXECUTION, INC. | PRIMEX

CRD#: 29394 / SEC#: 8-44331
BD
Cancelled by SEC on 03/17/2021

Contact Information

Established

Illinois since 11/06/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ADVANTAGE TRADING LLCOWNER—
FELIX, WILFREDO JRCEO, CCO, PRINCIPAL, FINOP, DIRECTOR2693672

Disclosures

Regulatory Event

7

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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