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JG

Jonathan Russell Gane

CRD# 5557852·Registered 2008 - 2008
Previously Registered: Being a previously registered professional could mean that Jonathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonathan Russell Gane, who also goes by Jonathan Russell Gane, Jonathan Gane Mr, was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 2008 - 2008. Jonathan had worked at 2 firms and has passed the Series 63, Series 32, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jonathan Russell Gane, Jonathan Gane Mr

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

NEWEDGE FINANCIAL INC.·CRD# 27322
BD
New York, NY
July 16, 2008 - September 1, 2008
NEWEDGE USA, LLC·CRD# 36118
BD
New York, NY
July 16, 2008 - April 15, 2013

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Current Firm

NF
NEWEDGE FINANCIAL INC.

CALYON FINANCIAL INC. | NEWEDGE FINANCIAL INC. | INDOSUEZ CARR FUTURES, INC. | CARR FUTURES INC. | CARR FUTURES

CRD#: 27322 / SEC#: 8-40335
BD
Terminated by SEC on 11/25/2008

Contact Information

Established

Delaware since 06/01/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
NEWEDGE USA, LLCDIRECT OWNER36118
DOWNS, YVONNE JOYCE MRS.CHIEF COMPLIANCE OFFICER5013205
GILLIS, THOMAS PETERCFO AMERICAS, FINOP1938224
JONES, STEVEN WILLIAMROSFP2464842
PENNINGTON, CRYSTAL ELIZABETHROSFP3209829
ROSEMAN, MICHAEL KENTHEAD OF RISK3151254
SAVIGNAC, JEAN-LUCCOO4813089
SCHULTZ, MARC ANDREWCEO AMERICAS1656077
SCHULTZ, SUSAN MDEPUTY GENERAL COUNSEL4804207

Disclosures

Regulatory Event

28

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2008About the Series 63 exam

Series 32 — Limited Futures Exam-Regulation

Passed Nov 2008About the Series 32 exam

Series 7 — General Securities Representative Examination

Passed Jul 2008About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2011About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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