Samantha L. Sachs

CURIO WEALTH

ASHEVILLE, NC 28803

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CRD#: 5557523

Professional summary

Samantha Lynn Sachs, who also goes by Sam Sachs, Samantha Lynn Sachs, Samantha Sachs, Samantha Lynn Winogrond, is a registered financial advisor currently at CURIO WEALTH, LLC located in Asheville, North Carolina.

Samantha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Samantha has worked at 4 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Sachs | Samantha Lynn Sachs | Samantha Sachs | Samantha Lynn Winogrond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JSK TAX SERVICES, LLC; NOT INVESTMENT-RELATED; 721 MELVIN AVE, ANNAPOLIS, MD, USA, 21401; ACCOUNTING ; MEMBER & CPA; STARTED 09/2016; APPROXIMATELY 25 HOURS PER MONTH, 15 HOURS DURING SECURITIES TRADING HOURS; ACCOUNTING AND TAX PREPARATION SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samantha Lynn Sachs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2025 - Present

CURIO WEALTH, LLC

Office #1: 30 Town Square Blvd, Asheville, NC 28803

RIA

CRD#: 328178

ASHEVILLE, NC

Past

January 2, 2024 - January 11, 2024

CURIO WEALTH, LLC

RIA

CRD#: 328178

ASHEVILLE, NC

Past

January 3, 2020 - December 31, 2023

BAY POINT WEALTH

RIA

CRD#: 123095

ASHEVILLE, NC

Past

November 29, 2016 - March 24, 2020

JSK FINANCIAL SERVICES LLC

RIA

CRD#: 160195

Asheville, NC

Past

July 30, 2010 - November 1, 2010

BIRCHTREE FINANCIAL SERVICES LLC

CRD#: 15014

GAITHERSBURG, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CURIO WEALTH, LLC

CRD#: 328178 / SEC#: 801-128998

RIA

Registered Investment Advisory firm - (11/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/18/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 7/28/2010

General Securities Representative Examination

Current Firm

CURIO WEALTH, LLC

CRD#: 328178 / SEC#: 801-128998

RIA

Registered Investment Advisory firm - (11/6/2023 Approved)

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Contact information

Main Address

721 Melvin Ave, Annapolis, MD 21401

Mailing Address

Phone number

(410) 449-2599

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/15/2025)

Regulatory assets under management

Total Number of Accounts	349
AUM (Assets Under Management)	$ 384,296,399

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/11/2025	Cover Page	Report
08/27/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samantha L. Sachs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samantha Lynn Sachs's CRS (Customer Relationship Summary).

Certified licenses

Experience

CURIO WEALTH, LLC

CURIO WEALTH, LLC

BAY POINT WEALTH

JSK FINANCIAL SERVICES LLC

BIRCHTREE FINANCIAL SERVICES LLC

Primary Firm SEC Registration

CURIO WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/18/2016

Series 7

Date: 7/28/2010

Current Firm

CURIO WEALTH, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CURIO WEALTH, LLC

TRUST BUT VERIFY

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