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AH

Alexander S. Heyniger

LRI INVESTMENTS
West Hartford, CT 06107
Some features on this profile are disabled
CRD#: 5557481
AH

Professional summary

Alexander Stevens Heyniger, who also goes by Alexander Heyniger, is a registered financial advisor currently at LRI INVESTMENTS located in West Hartford, Connecticut and M HOLDINGS SECURITIES, INC. located in West Hartford, Connecticut.

Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Alexander has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alexander Heyniger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Stevens Heyniger's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 4, 2024 - Present

LRI INVESTMENTS

Office #1: 29 South Main Street Suite 210, West Hartford, CT 06107
RIA
CRD#: 323556
West Hartford, CT
Current

April 8, 2010 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 29 South Main St., Ste 311, West Hartford, CT 06107
RIA
BD
CRD#: 43285
West Hartford, CT
Past

April 8, 2010 - April 1, 2024

M HOLDINGS SECURITIES, INC.

RIA
CRD#: 43285
PORTLAND, OR
Past

October 15, 2008 - February 11, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LRI INVESTMENTS
JKJ FINANCIAL SERVICES | MARINER FINANCIAL GROUP | LRI INVESTMENTS, LLC | LRI INVESTMENTS | LINDBERG & RIPPLE | JKJ RETIREMENT SERVICES

CRD#: 323556 / SEC#: 801-127277

RIA
Registered Investment Advisory firm - (4/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
California
(3/3/2026)
IAR
Colorado
(3/3/2026)
RR
Connecticut
(4/8/2010)
IAR
Connecticut
(4/4/2024)
IAR
Delaware
(3/4/2026)
IAR
Illinois
(3/12/2026)
IAR
Maryland
(3/4/2026)
IAR
Minnesota
(3/4/2026)
IAR
Missouri
(3/3/2026)
IAR
New Hampshire
(11/24/2025)
IAR
New Jersey
(3/4/2026)
IAR
New Mexico
(3/4/2026)
IAR
New York
(3/3/2026)
IAR
North Carolina
(3/10/2026)
IAR
Ohio
(3/3/2026)
IAR
Oregon
(3/17/2026)
IAR
Pennsylvania
(3/4/2026)
IAR
Rhode Island
(3/4/2026)
IAR
South Carolina
(3/5/2026)
IAR
Vermont
(3/4/2026)
IAR
Virginia
(3/5/2026)
IAR
Washington
(3/3/2026)
IAR
Wisconsin
(3/10/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/7/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/14/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LI
LRI INVESTMENTS
JKJ FINANCIAL SERVICES | MARINER FINANCIAL GROUP | LRI INVESTMENTS, LLC | LRI INVESTMENTS | LINDBERG & RIPPLE | JKJ RETIREMENT SERVICES

CRD#: 323556 / SEC#: 801-127277

RIA
Registered Investment Advisory firm - (4/12/2024 Approved)
PREMIUM
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Contact information

Main Address
3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410
Mailing Address
Phone number
(561) 323-2265
Established
Firm type
Fiscal year end
# of Employees
37

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LRI INVESTMENTS, LLC DISCLOSURE BROCHURE (8/15/2025)

Regulatory assets under management

Total Number of Accounts1,295
AUM (Assets Under Management)$ 1,404,038,363

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LRI INVESTMENTS

CRD#: 323556West Hartford, CT 06107

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