Ian D. Kothe-flescher

1823 WEALTH MANAGEMENT LLC

Phoenix, AZ

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CRD#: 5557465

Professional summary

Ian Derek Kothe-flescher, who also goes by Ian Derek Flescher, is a registered financial advisor currently at 1823 WEALTH MANAGEMENT LLC located in Phoenix, Arizona.

Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Ian has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ian Derek Flescher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Diversified Litigation Support, LLC., Start Date: 04/12/2006, 6736 N 22nd Fl, Phoenix, AZ 85016, Administrative Operations, Member, Not currently an active company, Intent was to provide clerical support and summarize depositions, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 2. Flescher Consulting Services, LLC., Start Date: 08/24/2022, 6736 N 22nd Fl, Phoenix, AZ 85016, Consulting, Not Investment Related, 20 Hours per week, 20 Hours per day during trading hours. Flescher Consulting Services, LLC's main client is Omni Agent Solutions, LLC, Woodland Hills, CA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Derek Kothe-flescher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2021 - Present

1823 WEALTH MANAGEMENT LLC

RIA

CRD#: 314022

Phoenix, AZ

Past

May 13, 2020 - January 4, 2021

MUTUAL SECURITIES, INC.

CRD#: 13092

Scottsdale, AZ

Past

August 1, 2017 - April 1, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/28/2021)

IAR

California
(9/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/8/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/30/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/31/2017

General Securities Representative Examination

Current Firm

1823 WEALTH MANAGEMENT LLC

1823 | 1823WM | 1823 WEALTH MANAGEMENT LLC | 1823 WEALTH MANAGEMENT

CRD#: 314022 / SEC#:

Arizona

Registered Investment Advisory firm - (5/28/2021 Approved)

California

Registered Investment Advisory firm - (9/18/2023 Approved)

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Contact information

Main Address

Phoenix, AZ

Mailing Address

Phone number

(602) 699-6077

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 7,227,963

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ian D. Kothe-flescher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Derek Kothe-flescher's CRS (Customer Relationship Summary).

Certified licenses

Experience

1823 WEALTH MANAGEMENT LLC

MUTUAL SECURITIES, INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/8/2021

Series 63

Date: 6/30/2016

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/31/2017

Current Firm

1823 WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

1823 WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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