Ian D. Kothe-flescher
Professional summary
Ian Derek Kothe-flescher, who also goes by Ian Derek Flescher, is a registered financial advisor currently at 1823 WEALTH MANAGEMENT LLC located in Phoenix, Arizona.
Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Ian has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ian Derek Kothe-flescher's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2021 - Present
1823 WEALTH MANAGEMENT LLC
May 13, 2020 - January 4, 2021
MUTUAL SECURITIES, INC.
August 1, 2017 - April 1, 2020
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/28/2021)
(9/18/2023)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
1823 WEALTH MANAGEMENT LLC
CRD#: 314022 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 8,758,427 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
