Travis B. Woods

COLLABORATIVE ADVICE

Madison, MS

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CRD#: 5557118

Professional summary

Travis Brandon Woods, CFP® is a registered financial advisor currently at COLLABORATIVE ADVICE located in Madison, Mississippi.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Travis has worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Travis Woods is the Chief Financial Officer Maybe Finance, Inc. This activity accounts for up to 10% of his time during trading hours. Travis Woods is a Business Consultant at TBW Enterprises. This activity accounts for approximately 10% of his time during trading hours. Travis Woods is a partner of LN Advisory Group LLC. LN Advisory Group LLC provides business consulting. This takes up approximately 10% of his time during trading hours. Travis Woods is a partner of BW2 Capital LLC. BW2 Capital owns the stock of a fire alarm and security business. This does not account for any of his time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Brandon Woods's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

August 23, 2023 - Present

COLLABORATIVE ADVICE

RIA

CRD#: 327565

Madison, MS

Past

October 11, 2022 - December 31, 2023

MAYBE FINANCE, INC.

RIA

CRD#: 323166

BIRMINGHAM, AL

Past

January 9, 2014 - January 17, 2023

EFP ADVISORS

RIA

CRD#: 161249

JACKSON, MS

Past

September 25, 2013 - November 17, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

JACKSON, MS

Past

February 4, 2011 - April 1, 2014

CS PLANNING CORP

RIA

CRD#: 149937

PORTLAND, OR

Past

February 13, 2009 - March 31, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

JACKSON, MS

Past

October 22, 2008 - March 31, 2009

STANFORD GROUP COMPANY

CRD#: 39285

JACKSON, MS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(9/12/2023)

IAR

Mississippi
(9/12/2023)

IAR

Texas
(8/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/17/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/12/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/17/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/2013

General Securities Representative Examination

Current Firm

COLLABORATIVE ADVICE

COLLABORATIVE ADVICE | COLLABORATIVE ADVICE LLC

CRD#: 327565 / SEC#:

Louisiana

Registered Investment Advisory firm - (9/12/2023 Approved)

Mississippi

Registered Investment Advisory firm - (7/20/2023 Approved)

Texas

Registered Investment Advisory firm - (8/18/2023 Conditional Restricted)

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Contact information

Main Address

Madison, MS

Mailing Address

Phone number

(601) 206-0190

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Travis B. Woods

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Brandon Woods's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLLABORATIVE ADVICE

MAYBE FINANCE, INC.

EFP ADVISORS

PURSHE KAPLAN STERLING INVESTMENTS

CS PLANNING CORP

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 10/17/2013

Series 66

Date: 2/12/2009

SIE

Date: 11/17/2016

Series 7

Date: 9/25/2013

Current Firm

COLLABORATIVE ADVICE

Contact information

Documents

Red Flags

Company Information

COLLABORATIVE ADVICE

TRUST BUT VERIFY

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