Joshua S. Dudick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Scott Dudick, who also goes by Joshua Dudick, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2008. Joshua had worked at 3 firms and has passed the Series 3, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2018 - March 7, 2019
FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC
December 3, 2009 - October 15, 2018
FLOW TRADERS U.S. LLC
June 24, 2008 - October 6, 2009
CTC, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/3/2010
Limited Representative-Equity Trader ExamCurrent Firm
FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC
CRD#: 282266 / SEC#: , 8-69711
Contact information
FINRA licenses (13 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
