Steven G. Pugliese

BUTTONWOOD WEALTH

Winchester, VA 22601

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CRD#: 5556782

Professional summary

Steven Gregory Pugliese, CFP® is a registered financial advisor currently at BUTTONWOOD WEALTH located in Winchester, Virginia.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Steven has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Pugliese & Company, LLC, not investment related, Winchester, VA, Accounting Firm, Managing Member, Start Date 01/2013, approximately 160 hours/month with 160 hours/month devoted during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Gregory Pugliese's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 18, 2020 - Present

BUTTONWOOD WEALTH

Office #1: 101 W Cork St., Winchester, VA 22601

RIA

CRD#: 305896

Winchester, VA

Past

August 8, 2008 - October 25, 2018

WEALTH MANAGEMENT STRATEGIES GROUP, LLC

RIA

CRD#: 146739

WINCHESTER, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUTTONWOOD WEALTH

BUTTONWOOD WEALTH | BUTTONWOOD WEALTH, LLC

CRD#: 305896 / SEC#: 801-117676

RIA

Registered Investment Advisory firm - (11/21/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(6/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BUTTONWOOD WEALTH

BUTTONWOOD WEALTH | BUTTONWOOD WEALTH, LLC

CRD#: 305896 / SEC#: 801-117676

RIA

Registered Investment Advisory firm - (11/21/2019 Approved)

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Contact information

Main Address

27 West Boscawen Street, Winchester, VA 22601

Mailing Address

Phone number

(540) 662-5233

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BUTTONWOOD WEALTH FORM ADV PART 2 BROCHURE (2/13/2025)

Regulatory assets under management

Total Number of Accounts	836
AUM (Assets Under Management)	$ 306,948,786

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven G. Pugliese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Gregory Pugliese's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUTTONWOOD WEALTH

WEALTH MANAGEMENT STRATEGIES GROUP, LLC

Primary Firm SEC Registration

BUTTONWOOD WEALTH

State Registrations and Notice Filings

Exams

Current Firm

BUTTONWOOD WEALTH

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BUTTONWOOD WEALTH

TRUST BUT VERIFY

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