Patrick Eugene Rohe
Professional Summary
Patrick Eugene Rohe, who also goes by Patrick Rohe, is a registered financial advisor currently at ROCKBRIDGE INVESTMENT MANAGEMENT, LLC located in Syracuse, New York. Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Patrick has worked at 2 firms and has passed the Series 66 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- At Rockbridge
- our business is built around our commitment to client care. Rockbridge is:
- Fiduciary- We’re legally obligated to advise strictly and exclusively in your highest interest
- period.
- Fee-only- Our sole compensation comes from clearly disclosed fees that are a percentage of the wealth we manage for you. We reject all commissions or other forms of outside compensation. You are the only person who compensates us for our advice to you
- and we think that’s in your best interest.
- Right-sized- We’ve grown our firm to complement our clients’ needs with a sensible balance of investment advisors
- financial and retirement planners
- service support
- and office administration designed to fully address without overreaching their needs.
Biography
How I got here: “Upon graduation from Cornell University, I was recruited by a large brokerage firm. After months of sales training and minimal help in understanding even the basics of investing, I quickly learned that the brokerage firm model was not for me. I then made the transition to Rockbridge, a fee-only financial planning firm, where I truly enjoy helping people and making a difference in their financial lives!” Favorite part of the job:...
Other Aliases
Patrick Rohe
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Contact Information
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Disclosures on record.
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Years of Experience
18 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AGRI-INVEST, INC. | ROCKBRIDGE INVESTMENT MANAGEMENT, LLC | AQRI- INVEST, LLC | AQRI- INVEST | AGRI-INVEST, LLC
Contact Information
Main Address
220 South Warren Street 9th Floor, Syracuse, NY 13202Phone Number
(315) 671-0588# of Employees
18SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,133AUM (Assets Under Management)
$1,837,441,861Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
AGRI-INVEST, INC. | ROCKBRIDGE INVESTMENT MANAGEMENT, LLC | AQRI- INVEST, LLC | AQRI- INVEST | AGRI-INVEST, LLC
State Registrations and Notice Filings
(5/7/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Patrick Eugene Rohe's CRS (Customer Relationship Summary).
Services Offered by Patrick
- At Rockbridge
- our business is built around our commitment to client care. Rockbridge is:
- Fiduciary- We’re legally obligated to advise strictly and exclusively in your highest interest
- period.
- Fee-only- Our sole compensation comes from clearly disclosed fees that are a percentage of the wealth we manage for you. We reject all commissions or other forms of outside compensation. You are the only person who compensates us for our advice to you
- and we think that’s in your best interest.
- Right-sized- We’ve grown our firm to complement our clients’ needs with a sensible balance of investment advisors
- financial and retirement planners
- service support
- and office administration designed to fully address without overreaching their needs.
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PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC