Patrick E. Rohe
ROCKBRIDGE INVESTMENT MANAGEMENT
SYRACUSE, NY 13202
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CRD#: 5556468
Patrick Eugene RoheROCKBRIDGE INVESTMENT MANAGEMENT
Professional summary
Patrick Eugene Rohe, who also goes by Patrick Rohe, is a registered financial advisor currently at ROCKBRIDGE INVESTMENT MANAGEMENT, LLC located in Syracuse, New York.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Patrick has worked at 2 firms and has passed the Series 66 and Series 7 exams.
At a Glance
Always Fiduciary
Services Offered
At Rockbridge
our business is built around our commitment to client care. Rockbridge is:
Fiduciary- We’re legally obligated to advise strictly and exclusively in your highest interest
period.
Fee-only- Our sole compensation comes from clearly disclosed fees that are a percentage of the wealth we manage for you. We reject all commissions or other forms of outside compensation. You are the only person who compensates us for our advice to you
and we think that’s in your best interest.
Right-sized- We’ve grown our firm to complement our clients’ needs with a sensible balance of investment advisors
financial and retirement planners
service support
and office administration designed to fully address without overreaching their needs.
Specializations
Business Owners
Charitable Giving
College/Education Planning
Corporate Executives
Entrepreneurs
Estate & Generational Planning Issues
Biography
How I got here:
“Upon graduation from Cornell University, I was recruited by a large brokerage firm. After months of sales training and minimal help in understanding even the basics of investing, I quickly learned that the brokerage firm model was not for me. I then made the transition to Rockbridge, a fee-only financial planning firm, where I truly enjoy helping people and making a difference in their financial lives!”
Favorite part of the job:
“Meeting all of the different families that I get the pleasure to work with. I feel my job is to help simplify the financial planning process for families, and when I succeed at doing so, I find it very rewarding!”
Beneath the Surface:
Patrick and his wife, Ashley, live on the family farm in Marcellus with their two sons, Lane and Weston, along with their dog Bentley. In his free time, Patrick enjoys playing golf, attending local sporting events, and spending time with his family on their dairy farm.
Aliases
Patrick Rohe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Eugene Rohe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2021 - Present
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
Office #1: 220 South Warren Street 9th Floor, Syracuse, NY 13202RIA
CRD#: 115754
SYRACUSE, NY
Past
November 6, 2008 - July 16, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SYRACUSE, NY
Past
August 11, 2008 - July 16, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SYRACUSE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
AGRI-INVEST, INC. | ROCKBRIDGE INVESTMENT MANAGEMENT, LLC | AQRI- INVEST, LLC | AQRI- INVEST | AGRI-INVEST, LLC
CRD#: 115754 / SEC#: 801-60639
RIA
Registered Investment Advisory firm - (10/18/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(5/7/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
AGRI-INVEST, INC. | ROCKBRIDGE INVESTMENT MANAGEMENT, LLC | AQRI- INVEST, LLC | AQRI- INVEST | AGRI-INVEST, LLC
CRD#: 115754 / SEC#: 801-60639
RIA
Registered Investment Advisory firm - (10/18/2001 Approved)Loading...
Contact information
Main Address
220 South Warren Street 9th Floor, Syracuse, NY 13202
Mailing Address
Phone number
(315) 671-0588
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,108 |
| AUM (Assets Under Management) | $ 1,660,732,364 |
Red Flags
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Company Information
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
CRD#: 115754Syracuse, NY 13202TRUST BUT VERIFY
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