Peter M. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Michael Harris, CFP®, who also goes by Peter M. Harris, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2013. Peter had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
April 23, 2013 - June 21, 2017
PENSION CONSULTANTS INC
February 19, 2013 - November 2, 2015
SECURITIES SERVICE NETWORK, LLC
Primary Firm SEC Registration
PENSION CONSULTANTS INC
CRD#: 113914 / SEC#: 801-56704
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PENSION CONSULTANTS INC
CRD#: 113914 / SEC#: 801-56704
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 146 |
| AUM (Assets Under Management) | $ 4,921,817,688 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
