SH
Sydney L. Hale
EAGLE STRATEGIES LLC
FAIRHOPE, AL 36532
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CRD#: 5556218
SH
Professional summary
Sydney Lea Hale, CFP®, who also goes by Sydney Lea Doverspike, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Fairhope, Alabama and NYLIFE SECURITIES LLC located in Fairhope, Alabama.
Sydney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Sydney has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sydney Lea Doverspike
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[OPERATING UNDER THE DBA NAME OF TRICHE/DOVERSPIKE FINANCIAL GROUP, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ROLE/TITLE: ASSOCIATE; ADDRESS: LAROSE, LA; START DATE: 12/2013] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 13343 West Main Street, Larose, LA 70373; Start Date 09/2016; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [Property and Casualty Sales; I will be partnering with another P&C agent with an established business as a way to add P&C to my current business. Cam Insurance Agency; 16548 West Main Street, Cut Off, LA 70345; Start Date 01/2021; Role/Title: Insurance Broker; Investment Related; 12 hours per month; 12 hours per month during securities trading hours] [New Orleans Estate Planning Council; Networking group for professionals who work within estate planning; P.O. Box 750357 � New Orleans, LA 70175; Start Date 07/2023; Role/Title: Board Member; Not Investment Related; 2 hours per month; 1 hours per month during securities trading hours; Plan events, maintain budget, find speakers and locations, encourage attendance] [OPERATING UNDER THE DBA NAME OF EMERALD WEALTH PARTNERS. LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (SYDNEY HALE); START DATE: 09/2024]
CRS (Client Relationship Summary) - RIA
Click below to view Sydney Lea Hale's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
July 23, 2012 - Present
EAGLE STRATEGIES LLC
Office #1: 708 Greenwood Avenue, Fairhope, AL 36532Office #2: 13343 W Main Street Po Box 159, Larose, LA 70373RIA
CRD#: 110826
FAIRHOPE, AL
Current
June 29, 2012 - Present
NYLIFE SECURITIES LLC
Office #2: 13343 W Main Street, Larose, LA 70373BD
CRD#: 5167
FAIRHOPE, AL
Past
November 5, 2010 - May 18, 2012
MANAGED ACCOUNT SERVICES, LLC
BD
CRD#: 133803
BOCA RATON, FL
Past
September 9, 2010 - May 18, 2012
INDEPENDENT PORTFOLIO CONSULTANTS, INC.
RIA
CRD#: 120420
BOCA RATON, FL
Past
August 28, 2009 - February 5, 2010
NYLIFE SECURITIES LLC
BD
CRD#: 5167
LAROSE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/30/2020)
IAR
Alabama(7/5/2024)
RR
California(6/29/2012)
RR
Colorado(3/18/2020)
RR
Delaware(10/8/2024)
RR
Florida(8/2/2012)
RR
Louisiana(6/29/2012)
IAR
Louisiana(7/23/2012)
RR
Mississippi(10/15/2012)
RR
Missouri(10/15/2012)
RR
Oklahoma(4/7/2015)
RR
Pennsylvania(11/21/2022)
RR
South Carolina(10/8/2024)
RR
Texas(1/4/2013)
IAR
Texas(1/9/2013)
RR
Virginia(8/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Fairhope, AL 36532TRUST BUT VERIFY
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