Sydney Lea Hale

NYLIFE SECURITIES LLC

MOBILE, AL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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NYLIFE SECURITIES LLC

MOBILE, AL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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NYLIFE SECURITIES LLC

MOBILE, AL · CRD#

Credentials

CFP®

Certified Financial PlannerSince 2013

Years of Experience

17 years registered in the securities industry

Current & Past Employments

Current

EAGLE STRATEGIES LLCCurrent·CRD# 110826

RIA

1. 708 Greenwood Avenue, Fairhope, AL 365322. 13343 W Main Street, Larose, LA 70373

July 23, 2012 - Present

NYLIFE SECURITIES LLCCurrent·CRD# 5167

BD

1. Fairhope, AL2. 13343 W Main Street, Larose, LA 70373

June 29, 2012 - Present

Past

MANAGED ACCOUNT SERVICES, LLCPast·CRD# 133803

BD

Boca Raton, FL

November 5, 2010 - May 18, 2012

INDEPENDENT PORTFOLIO CONSULTANTS, INC.Past·CRD# 120420

RIA

Boca Raton, FL

September 9, 2010 - May 18, 2012

NYLIFE SECURITIES LLCPast·CRD# 5167

BD

Larose, LA

August 28, 2009 - February 5, 2010

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NYLIFE SECURITIES LLC

MOBILE, AL · CRD#

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Current Firm

ES

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - SEC (10/14/1988 Approved)

Contact Information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone Number

(888) 695-3245

# of Employees

3,190

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (7/31/2026)

EAGLE STRATEGIES DISCLOSURE BROCHURE (7/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

133,900

AUM (Assets Under Management)

$32,040,850,438

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/27/2026	Cover Page	Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

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NYLIFE SECURITIES LLC

MOBILE, AL · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[OPERATING UNDER THE DBA NAME OF TRICHE/DOVERSPIKE FINANCIAL GROUP, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ROLE/TITLE: ASSOCIATE; ADDRESS: LAROSE, LA; START DATE: 12/2013] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 13343 West Main Street, Larose, LA 70373; Start Date 09/2016; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [Property and Casualty Sales; I will be partnering with another P&C agent with an established business as a way to add P&C to my current business. Cam Insurance Agency; 16548 West Main Street, Cut Off, LA 70345; Start Date 01/2021; Role/Title: Insurance Broker; Investment Related; 12 hours per month; 12 hours per month during securities trading hours] [New Orleans Estate Planning Council; Networking group for professionals who work within estate planning; P.O. Box 750357 � New Orleans, LA 70175; Start Date 07/2023; Role/Title: Board Member; Not Investment Related; 2 hours per month; 1 hours per month during securities trading hours; Plan events, maintain budget, find speakers and locations, encourage attendance] [OPERATING UNDER THE DBA NAME OF EMERALD WEALTH PARTNERS. LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (SYDNEY HALE); START DATE: 09/2024]

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NYLIFE SECURITIES LLC

MOBILE, AL · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ES

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - SEC (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(6/30/2020)

IAR

Alabama
(7/5/2024)

RR

California
(6/29/2012)

RR

Colorado
(3/18/2020)

RR

Delaware
(10/8/2024)

RR

Florida
(8/2/2012)

RR

Louisiana
(6/29/2012)

IAR

Louisiana
(7/23/2012)

RR

Mississippi
(10/15/2012)

RR

Missouri
(10/15/2012)

RR

Oklahoma
(4/7/2015)

RR

Pennsylvania
(11/21/2022)

RR

South Carolina
(10/8/2024)

RR

Texas
(1/4/2013)

IAR

Texas
(1/9/2013)

RR

Virginia
(8/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

FINRA

SRO Registrations

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NYLIFE SECURITIES LLC

MOBILE, AL · CRD#

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - RIA

Click below to view Sydney Lea Hale's CRS (Customer Relationship Summary).

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NYLIFE SECURITIES LLC

MOBILE, AL · CRD#