Joshua R. Harrell

BALANCED WEALTH GROUP LLC | Financial Advisor

Westlake, OH 44145

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CRD#: 5556167

Professional summary

Joshua Randolph Harrell, CFP® is a registered financial advisor currently at BALANCED WEALTH GROUP LLC located in Westlake, Ohio.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Joshua has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Investment Planning

Retirement Planning

Comprehensive Financial Planni...

Insurance Planning

Education Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance professional; same address; less than 10% of business time. 2) City Church Finance Committee member; Member of committee helping with church budget and cash flow analysis.; Committee member; Cleveland, OH 44113; Not Investment Related; October 2022; 1-9 hours per month; 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Randolph Harrell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

November 2, 2023 - Present

BALANCED WEALTH GROUP LLC

Office #1: 1991 Crocker Road Suite 300, Westlake, OH 44145

RIA

CRD#: 328007

Westlake, OH

Past

August 22, 2011 - November 10, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WESTLAKE, OH

Past

August 4, 2011 - November 10, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WESTLAKE, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BALANCED WEALTH GROUP LLC

CRD#: 328007 / SEC#: 801-128997

RIA

Registered Investment Advisory firm - (11/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/19/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/2011

General Securities Representative Examination

Current Firm

BALANCED WEALTH GROUP LLC

CRD#: 328007 / SEC#: 801-128997

RIA

Registered Investment Advisory firm - (11/2/2023 Approved)

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Contact information

Main Address

1991 Crocker Road Suite 300, Westlake, OH 44145

Mailing Address

Phone number

(440) 871-6501

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BALANCED WEALTH DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (4/15/2025)

Regulatory assets under management

Total Number of Accounts	1,552
AUM (Assets Under Management)	$ 419,910,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Joshua R. Harrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Randolph Harrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

BALANCED WEALTH GROUP LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BALANCED WEALTH GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/19/2011

SIE

Date: 10/1/2018

Series 7

Date: 8/3/2011

Current Firm

BALANCED WEALTH GROUP LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BALANCED WEALTH GROUP LLC

TRUST BUT VERIFY

Contact information

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