Keith R. Lovett

FOUR POINTS CAPITAL PARTNERS LLC

EAST AMHERST, NY

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CRD#: 5556039

Professional summary

Keith Richard Lovett, CFP®, who also goes by Keith R Lovett, Keith Richard Lovett, is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in East Amherst, New York.

Keith is registered as a RR (Registered Representative) and started their career in finance in 2009. Keith has worked at 6 firms and has passed the Series 63, Series 66, Series 82TO, Series 7TO, Series 79TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Keith R Lovett | Keith Richard Lovett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Far West Land Co. LLC, Dallas, TX; Not investment related; started September 2022; Owner, CFO related duties. 1 hour per week.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keith Richard Lovett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

May 20, 2025 - Present

FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149

EAST AMHERST, NY

Past

September 29, 2023 - February 19, 2025

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

NEW YORK, NY

Past

September 29, 2023 - February 19, 2025

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NEW YORK, NY

Past

May 9, 2022 - October 24, 2023

FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149

RIDGEWOOD, NJ

Past

March 22, 2016 - July 7, 2017

FCG WEALTH MANAGEMENT, LLC

RIA

CRD#: 281165

CHATHAM, NJ

Past

January 18, 2013 - March 23, 2016

FCG ADVISORS, LLC

RIA

CRD#: 40633

CHATHAM, NJ

Past

January 18, 2013 - July 7, 2017

FCG ADVISORS, LLC

CRD#: 40633

CHATHAM, NJ

Past

September 15, 2009 - January 22, 2013

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

PARSIPPANY, NJ

Past

August 3, 2009 - January 22, 2013

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

PARSIPPANY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/22/2025)

Exams

State Security Law Exam

Series 63

Date: 4/28/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/13/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 82TO

Date: 1/2/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 7TO

Date: 6/22/2022

General Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 4/25/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 7/31/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FOUR POINTS CAPITAL PARTNERS LLC

AURORA FINANCIAL SERVICES, L.L.C. | HAYDEN & ASSOCIATES | FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149 / SEC#: , 8-50162

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450

Mailing Address

55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450

Phone number

(212) 257-5240

Established

Texas since 07/23/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
5M HOLDINGS LLC	MANAGING MEMBER
GRAY, JOHN CLARKE	CHIEF FINANCIAL OPERATIONS OFFICER / CFO	1367440
MARTINO, MICHAEL CHRISTOPHER	CHIEF EXECUTIVE OFFICER	2579146
MURPHY, GENE RYAN	CHIEF OPERATIONS OFFICER	4739772
TOOKE, JEFFREY A	CHIEF COMPLIANCE OFFICER, AMLCO	5621579

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keith R. Lovett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keith Richard Lovett's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

FOUR POINTS CAPITAL PARTNERS LLC

FCG WEALTH MANAGEMENT, LLC

FCG ADVISORS, LLC

FCG ADVISORS, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/28/2022

Series 66

Date: 8/13/2009

Series 82TO

Date: 1/2/2023

Series 7TO

Date: 6/22/2022

Series 79TO

Date: 4/25/2022

Series 7

Date: 7/31/2009

FINRA

Current Firm

FOUR POINTS CAPITAL PARTNERS LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FOUR POINTS CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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