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KL

Keith Lovett

FOUR POINTS CAPITAL PARTNERS
EAST AMHERST, NY
Some features on this profile are disabled
CRD#: 5556039
KL

Professional summary

Keith Lovett, CFP®, who also goes by Keith R Lovett, Keith Richard Lovett, is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in East Amherst, New York.

Keith is registered as a RR (Registered Representative) and started their career in finance in 2009. Keith has worked at 6 firms and has passed the Series 63, Series 66, Series 82TO, Series 7TO, Series 79TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Keith R Lovett | Keith Richard Lovett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keith Lovett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

May 20, 2025 - Present

FOUR POINTS CAPITAL PARTNERS LLC

BD
CRD#: 43149
EAST AMHERST, NY
Past

September 29, 2023 - February 19, 2025

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
NEW YORK, NY
Past

September 29, 2023 - February 19, 2025

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NEW YORK, NY
Past

May 9, 2022 - October 24, 2023

FOUR POINTS CAPITAL PARTNERS LLC

BD
CRD#: 43149
RIDGEWOOD, NJ
Past

March 22, 2016 - July 7, 2017

FCG WEALTH MANAGEMENT, LLC

RIA
CRD#: 281165
CHATHAM, NJ
Past

January 18, 2013 - March 23, 2016

FCG ADVISORS, LLC

RIA
CRD#: 40633
CHATHAM, NJ
Past

January 18, 2013 - July 7, 2017

FCG ADVISORS, LLC

BD
CRD#: 40633
CHATHAM, NJ
Past

September 15, 2009 - January 22, 2013

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
PARSIPPANY, NJ
Past

August 3, 2009 - January 22, 2013

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
PARSIPPANY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/22/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/28/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/13/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 7TO
Date: 6/22/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/25/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 7/31/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FP
FOUR POINTS CAPITAL PARTNERS LLC
AURORA FINANCIAL SERVICES, L.L.C. | HAYDEN & ASSOCIATES | FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149 / SEC#: , 8-50162

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450
Mailing Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450
Phone number
(212) 257-5240
Established
Texas since 07/23/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
5M HOLDINGS LLCMANAGING MEMBER
GRAY, JOHN CLARKECHIEF FINANCIAL OPERATIONS OFFICER / CFO1367440
MARTINO, MICHAEL CHRISTOPHERCHIEF EXECUTIVE OFFICER2579146
MURPHY, GENE RYANCHIEF OPERATIONS OFFICER4739772
TOOKE, JEFFREY ACHIEF COMPLIANCE OFFICER, AMLCO5621579

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149East Amherst, NY

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