Marco A. Casas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marco Antonio Casas was a registered financial professional .
Marco is a previously registered financial professional and started their career in finance in 2008. Marco had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2013 - April 30, 2018
ICBC STANDARD SECURITIES INC.
July 31, 2012 - May 8, 2013
MACQUARIE CAPITAL (USA) INC.
July 20, 2011 - July 30, 2012
OTKRITIE CAPITAL U.S. INC.
September 14, 2009 - December 6, 2010
RENCAP SECURITIES, INC.
September 11, 2008 - December 31, 2008
RENCAP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ICBC STANDARD SECURITIES INC.
CRD#: 35560 / SEC#: , 8-46816
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
