Stephanie J. Olmo

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CRD#: 5555684

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephanie Jan Olmo, who also goes by Stephanie J Bauer, Stephanie Jan Bauer, was a registered financial professional .

Stephanie is a previously registered financial professional and started their career in finance in 2008. Stephanie had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Stephanie J Bauer | Stephanie Jan Bauer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 17, 2018 - July 3, 2024

SEVEN POST INVESTMENT OFFICE LP

RIA

CRD#: 157435

SAN FRANCISCO, CA

Past

February 17, 2016 - March 26, 2018

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA

CRD#: 108559

Palo Alto, CA

Past

February 16, 2016 - March 26, 2018

FIRST REPUBLIC SECURITIES COMPANY, LLC

CRD#: 105108

Palo Alto, CA

Past

February 9, 2009 - January 4, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

December 11, 2008 - January 4, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEVEN POST INVESTMENT OFFICE LP

BATHURST WEALTH, LLC | SEVEN POST PRIVATE INVESTMENT OFFICE | SEVEN POST INVESTMENT OFFICE LP | SEVEN POST

CRD#: 157435 / SEC#: 801-72411

RIA

Registered Investment Advisory firm - (5/26/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/2008

General Securities Representative Examination

Current Firm

SEVEN POST INVESTMENT OFFICE LP

BATHURST WEALTH, LLC | SEVEN POST PRIVATE INVESTMENT OFFICE | SEVEN POST INVESTMENT OFFICE LP | SEVEN POST

CRD#: 157435 / SEC#: 801-72411

RIA

Registered Investment Advisory firm - (5/26/2011 Approved)

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Contact information

Main Address

One Montgomery Street Suite 3150, San Francisco, CA 94104-4505

Mailing Address

Phone number

(415) 341-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE MARCH 2024 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	231
AUM (Assets Under Management)	$ 8,361,452,376

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
09/26/2024	Cover Page	Report
06/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephanie J. Olmo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

FIRST REPUBLIC SECURITIES COMPANY, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SEVEN POST INVESTMENT OFFICE LP

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2009

SIE

Date: 3/26/2018

Series 7

Date: 12/10/2008

Current Firm

SEVEN POST INVESTMENT OFFICE LP

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SEVEN POST INVESTMENT OFFICE LP

TRUST BUT VERIFY

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